William Alfred Horrocks
Professional Summary
William Alfred Horrocks was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1969 - 2018. William had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
COASTAL CAPITAL GROUP, INC. | TIMESCALE FINANCIAL, INC. | COASTAL CAPITAL GROUP, LLC
Contact Information
Main Address
222 Rosewood Drive 2nd Floor, Danvers, MA 01923Phone Number
(978) 777-3116# of Employees
20Documents
Regulatory Assets Under Management
Total Number of Accounts
2,447AUM (Assets Under Management)
$717,284,707Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 00 — General Securities Principal Examination
Passed Mar 1968Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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