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MK

Mark R. Kowaleski

ABACUS INVESTMENTS
Dousmans, WI 53118
Some features on this profile are disabled
CRD#: 2504255
MK

Professional summary


Mark Ronald Kowaleski, who also goes by Mark R Kowaleski, is a registered financial professional currently at ABACUS INVESTMENTS, INC. located in Dousmans, Wisconsin.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mark R Kowaleski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Ronald Kowaleski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 12, 1994 - Present

ABACUS INVESTMENTS, INC.

Office #1: S33 W35676 Meadow Trail, Dousmans, WI 53118Office #2: S33 W35676 Meadow Trail, Dousman, WI 53118
BD
CRD#: 35127
Dousmans, WI
Past

May 1, 1997 - November 16, 2020

HOHENSEE FINANCIAL SERVICES, INC.

RIA
CRD#: 113381
OCONOMOWOC, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/28/2000)
RR
Florida
(3/6/2014)
RR
Illinois
(8/27/2015)
RR
Nevada
(3/1/2023)
RR
Wisconsin
(9/13/1994)

Exams


State Security Law Exam
RR
Series 63
Date: 9/12/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/30/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


AI
ABACUS INVESTMENTS, INC.
ABACUS INVESTMENTS, INC.

CRD#: 35127 / SEC#: , 8-46571

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
S33 W35676 Meadow Trail, Dousmans, WI 53118
Mailing Address
S33 W35676 Meadow Trail, Dousman, WI 53118
Phone number
(262) 431-4095
Established
Wisconsin since 09/07/1993
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MONEY CONCEPTS INTERNATIONAL, INC.OWNER
HOHENSEE, FREDERICK EARLPRESIDENT - CHIEF COMPLIANCE OFFICER1431948

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ABACUS INVESTMENTS, INC.

CRD#: 35127Dousmans, WI 53118

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