Peter J. Glaser
Professional summary
Peter Jonathan Glaser was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Peter had worked at 6 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., EMERSON BENNETT & ASSOCIATES, GLOBAL CAPITAL SECURITIES CORPORATION, THE HERITAGE GROUP INC., SCHNEIDER SECURITIES INC., DUKE & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2001 - March 25, 2002
CARDINAL CAPITAL MANAGEMENT, INC.
June 10, 1999 - March 5, 2002
EMERSON BENNETT & ASSOCIATES
October 19, 1998 - May 17, 1999
GLOBAL CAPITAL SECURITIES CORPORATION
May 14, 1998 - June 9, 1998
THE HERITAGE GROUP, INC.
February 13, 1998 - April 8, 1998
SCHNEIDER SECURITIES, INC.
March 20, 1997 - January 27, 1998
DUKE & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
CARDINAL CAPITAL MANAGEMENT, INC.
CRD#: 24605 / SEC#: , 8-41272
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
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