KW
Kenneth J. Wilkinson
HARVEST INVESTMENT SERVICES
DANVILLE, CA 94526
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CRD#: 2504136
KW
Professional summary
Kenneth James Wilkinson is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Danville, California.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kenneth has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA AND INSURANCE: SPECTRUM SYNERGY GROUP,LLC; INVESTMENT RELATED; 811 SAN RAMON VALLEY BLVD SUITE 100 DANVILLE CA 94526; DAY TO DAY MANAGEMENT. INTAKE INFORMATION, TO CREATE ESTATE DOCUMENTS, FOR THE ATTORNEY'S OF THE CLIENTS CHOOSING. DO FEE FINANCIAL PLANNING (IAR) AND ESTATE WORK. PROCESS SUBMITTED TO PROEQUITIES AND APPROVED BY PROEQUITIES COMPLIANCE DEPT; CEO; STARTED 01/2004; 10 HRS/MO. 2. SELL EQUITY INDEXED ANNUITIES WITH JACKSON NATIONAL LIFE, NORTH AMERICAN LIFE, ALLIANZ, LAFAYETTE LIFE; NOT INVESTMENT RELATED; 10 HRS/MO. 3. LIFE SETTLEMENT WITH 3MARK; NOT INVESTMENT RELATED; OCCASIONALLY 1 HR/MO. 4. MONAVIE DISTRIBUTOR-IN SPECTRUM SYNERGY GROUP, LLC; NOT INVESTMENT RELATED; 811 SAN RAMON VALLEY BLVD, SUITE 100 DANVILLE, CA 94526; INTRODUCE PROSPECTIVE INTERESTED PARTIES TO PRODUCTS AND ATTEND MEETINGS; CEO; STARTED 02/2007; 1 HR/MO.
KENNETH WILKINSON
POSITION: AGENT NATURE: EIA SALES INVESTMENT RELATED: NO HOURS: 10 INVESTMENT RELATED HOURS: 5 START DATE: 01/10/2000
ADDRESS: 811 SAN RAMON VALLEY BL, SUITE 100, DANVILLE CA 94526
DESCRIPTION: UTILIZE EQUITY INDEXED ANNUITIES TO ENHANCE RETIREMENT OPTIONS AS PART OF AN ASSET ALLOCATION
KENNETH WILKINSON
POSITION: OWNER NATURE: LIFE INSURANCE & ANNUITIES INVESTMENT RELATED: NO HOURS: 15 INVESTMENT RELATED HOURS: 10 START DATE: 01/03/2000
ADDRESS: 811 SAN RAMON VALLEY BL, SUITE 100, DANVILLE CA 94526
DESCRIPTION: SALE & SERVICING OF LIFE, HEALTH AND DISABILITY INSURANCE ACT AS GENERAL AGENT TO APPRO
10 STRATEGIC PRODUCERS WITH COLUMBUS LIFE THE ANNUITY STORE AND TRANSAMERICA LIFE
HARVEST INVESTMENT SERVICES, LLC
POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: INVESTMENT ADVISORY SERVICES INVESTMENT RELATED: YES NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 12 START DATE: 08/01/2012
ADDRESS: ONE TRANS AM PLAZA, OAKBROOK TERRACE IL 60181
DESCRIPTION: INVESTMENT ADVISOR REP. MANAGED ACCOUNTS
VISTA REALTY, INC
POSITION: SALES REPRESNTATIVE NATURE: COMMERCIAL REAL ESTATE INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 5 START DATE: 09/15/2014
ADDRESS: 671 HOLLIS ST, EMERYVILLE CA 94608
DESCRIPTION: REAL ESTATE SALES LICENSE- MAINLY COMMERCIAL REAL ESTATE ACTIVITY (CA LIC # 01949087) THRUVISTA WEST REALTY, INC (CA LIC # 01201744) THESE ARE DIRECT SALES OR LISTINGSOF MAINLY CLASS A PROPERTIESTO INDIVIDUALS OR ORGANIZATIONS.
KENNETH J WILKINSON
POSITION: GENERAL AGENT NATURE: EIA SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 5 START DATE: 01/10/2000
ADDRESS: 811 SAN RAMON VALLEY BL, SUITE 100, DANVILLE CA 94526
DESCRIPTION: UTILIZE EQUITY INDEXED ANNUITIES TO ENHANCE RETIREMENT OPTIONS AS PART OF AN ASSET ALLOCATION
SPECTRUM SYNERGY GROUP,LLC DBA: SYNERGY WEALTH MANAGEMENT GROUP
POSITION: CEO NATURE: Estate & Financial Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 7 START DATE: 03/20/2002
ADDRESS: 811 San Ramon Valley Bl, Suite 100, Danville CA 94526
DESCRIPTION: Day to day management. Intake information, to create estate & estate settlement documents, for the attorney's of the clients choosing. Do Fee financial planning(IAR) and estate work. Process submitted to ProEquities and approved by ProEquities compliance dept.Note: Effective in 2015, business re-organized as a CA Corporation instead of an LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth James Wilkinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2012 - Present
HARVEST INVESTMENT SERVICES, LLC
Office #1: 811 San Ramon Valley Blvd. Suite 100, Danville, CA 94526RIA
CRD#: 159390
DANVILLE, CA
Past
August 5, 2004 - December 31, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
DANVILLE, CA
Past
January 12, 2001 - December 31, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DANVILLE, CA
Past
March 15, 2000 - January 23, 2001
LONDON PACIFIC SECURITIES, INC.
BD
CRD#: 25089
SACRAMENTO, CA
Past
September 12, 1994 - March 15, 2000
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/8/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
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Company Information
HARVEST INVESTMENT SERVICES, LLC
CRD#: 159390Danville, CA 94526TRUST BUT VERIFY
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