Ryan A. Simmons
Professional summary
Ryan A Simmons, who also goes by Ryan Avery Simmons, is a registered financial professional currently at RIALTO MARKETS LLC located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 1994. Ryan has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan A Simmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2018 - Present
RIALTO MARKETS LLC
Office #1: 42 Broadway Suite 12-129, New York, NY 10004November 20, 2017 - June 19, 2018
MORGAN STANLEY & CO. LLC
December 17, 2004 - April 12, 2017
GOLDMAN SACHS & CO. LLC
January 28, 1999 - November 20, 2001
DEAM INVESTOR SERVICES, INC.
August 21, 1997 - November 12, 1998
JOSEPHTHAL & CO., INC.
October 10, 1995 - March 7, 1997
AMERICORP SECURITIES, INC.
June 22, 1994 - March 21, 1995
ADLER COLEMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/22/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
RIALTO MARKETS LLC
CRD#: 283477 / SEC#: , 8-69756
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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