AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MH

Meredith Ivan Horowitz

CRD# 250404·Registered 1970 - 1997
Barred: Meredith Ivan Horowitz was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Meredith Ivan Horowitz was a registered financial advisor. Meredith was a previously registered financial professional and started their career in finance 1970 - 1997. Meredith had worked at 17 firms and has passed the Series 63, Series 7, Series 1, Series 27 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

60 years in the financial services industry

Current & Past Employments

GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
August 6, 1997 - December 12, 1997
LEXINGTON CAPITAL PARTNERS & CO., INC.·CRD# 40494
BD
February 25, 1997 - March 28, 1997
WINDSOR BENNETT CAPITAL GROUP CORP.·CRD# 56
BD
New York, NY
July 20, 1995 - January 25, 1996
LEGEND MERCHANT GROUP, INC.·CRD# 5155
BD
New York, NY
May 16, 1995 - June 21, 1995
FIRST UNITED EQUITIES CORPORATION·CRD# 36398
BD
New York, NY
November 22, 1994 - March 13, 1995
FIRST CAMBRIDGE SECURITIES CORPORATION·CRD# 21846
BD
New York, NY
April 20, 1994 - August 18, 1994
LANCASTER LEEDS & CO., INC.·CRD# 2732
BD
May 11, 1993 - August 5, 1993
ADVANCED EQUITY GROUP, INC.·CRD# 13873
BD
August 20, 1992 - December 3, 1992
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
April 29, 1991 - July 21, 1992
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
August 24, 1989 - August 31, 1990
OAK HILL SECURITIES, INC.·CRD# 23192
BD
January 17, 1989 - January 15, 1992
STARR SECURITIES, INC.·CRD# 13336
BD
October 13, 1988 - February 1, 1989
STARR SECURITIES, INC.·CRD# 13336
BD
New York, NY
January 8, 1988 - February 1, 1989
AMFCO SECURITIES, INC.·CRD# 1045
BD
March 10, 1987 - December 21, 1987
HILL THOMPSON MAGID & CO., INC.·CRD# 2202
BD
February 3, 1986 - February 4, 1987
TROSTER SINGER CORPORATION·CRD# 7441
BD
July 27, 1984 - December 16, 1985
ARTHUR HIGHLAND COMPANY·CRD# 2197
BD
March 20, 1974 - June 3, 1978
VAISMAN & COMPANY INC·CRD# 1000004
BD
April 6, 1970 - July 4, 1976

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

GE
GLOBAL EQUITIES GROUP INC

GLOBAL EQUITIES GROUP INC | STAR SECURITIES NETWORK, INC. | GLOBAL EQUITIES GROUP, INC.

CRD#: 34039 / SEC#: 8-46197
BD
Terminated by SEC on 03/13/1998

Contact Information

Established

Colorado since 06/05/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

Series 1 — Registered Representative Examination

Passed May 1966

Series 27 — Financial and Operations Principal Examination

Passed Jan 1994About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 1989About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
MH
Follow Meredith
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required