Meredith I. Horowitz
Professional summary
Meredith Ivan Horowitz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Meredith is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Meredith had worked at 17 firms, which includes GLOBAL EQUITIES GROUP INC, LEXINGTON CAPITAL PARTNERS & CO. INC., WINDSOR BENNETT CAPITAL GROUP CORP., LEGEND MERCHANT GROUP INC., FIRST UNITED EQUITIES CORPORATION, FIRST CAMBRIDGE SECURITIES CORPORATION, LANCASTER LEEDS & CO. INC., ADVANCED EQUITY GROUP INC., JOSEPHTHAL & CO. INC., M. RIMSON & CO. INC., OAK HILL SECURITIES INC., STARR SECURITIES INC., AMFCO SECURITIES INC., HILL THOMPSON MAGID & CO. INC., TROSTER SINGER CORPORATION, ARTHUR HIGHLAND COMPANY, VAISMAN & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 1997 - December 12, 1997
GLOBAL EQUITIES GROUP INC
February 25, 1997 - March 28, 1997
LEXINGTON CAPITAL PARTNERS & CO., INC.
July 20, 1995 - January 25, 1996
WINDSOR BENNETT CAPITAL GROUP CORP.
May 16, 1995 - June 21, 1995
LEGEND MERCHANT GROUP, INC.
November 22, 1994 - March 13, 1995
FIRST UNITED EQUITIES CORPORATION
April 20, 1994 - August 18, 1994
FIRST CAMBRIDGE SECURITIES CORPORATION
May 11, 1993 - August 5, 1993
LANCASTER LEEDS & CO., INC.
August 20, 1992 - December 3, 1992
ADVANCED EQUITY GROUP, INC.
April 29, 1991 - July 21, 1992
JOSEPHTHAL & CO., INC.
August 24, 1989 - August 31, 1990
M. RIMSON & CO., INC.
January 17, 1989 - January 15, 1992
OAK HILL SECURITIES, INC.
October 13, 1988 - February 1, 1989
STARR SECURITIES, INC.
January 8, 1988 - February 1, 1989
STARR SECURITIES, INC.
March 10, 1987 - December 21, 1987
AMFCO SECURITIES, INC.
February 3, 1986 - February 4, 1987
HILL THOMPSON MAGID & CO., INC.
July 27, 1984 - December 16, 1985
TROSTER SINGER CORPORATION
March 20, 1974 - June 3, 1978
ARTHUR HIGHLAND COMPANY
April 6, 1970 - July 4, 1976
VAISMAN & COMPANY INC
State Registrations and Notice Filings
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Exams
Series 1
Date: 5/23/1966
Registered Representative ExaminationCurrent Firm
GLOBAL EQUITIES GROUP INC
CRD#: 34039 / SEC#: , 8-46197
Contact information
Documents
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