Bill Dragolas

CORNERSTONE ASSET MANAGEMENT SERVICES

Broadview Heights, OH 44147

Some features on this profile are disabled

CRD#: 2503996

Professional summary

Bill Dragolas is a registered financial advisor currently at CORNERSTONE ASSET MANAGEMENT SERVICES, INC. located in Broadview Heights, Ohio and GT SECURITIES, INC. located in Los Angeles, California.

Bill is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Bill has worked at 10 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Cornerstone Asset Management Services, Inc.YesIARAdvisor7967 Broadview Rd, Suite 109, Broadview Heights, OH, 4414709/2018806I am an Investment Advisor Representative for Cornerstone, which is a Fee Based Investment Advisor. 2. Independent Life Insurance and Annuity AgentYesLife insuranceAgent10766 Angela Dr, Kirtland, OH, 4409409/2018206I am a licensed independent life insurance, health insurance, and annuity agent in the State of Ohio, selling those types of products. 3. CK FoundationNoNon-profitExecutive Director10766 Angela Dr, Kirtland, OH, 4409402/2021206I am the Executive Director and help raise and distribute funds to families and victims of Covid (currently no salary or any type of compensation).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Dragolas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2018 - Present

CORNERSTONE ASSET MANAGEMENT SERVICES, INC.

Office #1: 1000 W Wallings Rd Suite D, Broadview Heights, OH 44147

RIA

CRD#: 137712

Broadview Heights, OH

Current

April 1, 2021 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

CRD#: 116012

Los Angeles, CA

Past

July 17, 2020 - April 6, 2021

MODERN CAPITAL SECURITIES INC.

CRD#: 130876

RALEIGH, NC

Past

July 7, 2016 - August 24, 2018

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

WESTLAKE, OH

Past

June 3, 2016 - August 24, 2018

CITIZENS SECURITIES, INC.

CRD#: 39550

WESTLAKE, OH

Past

May 26, 2011 - October 18, 2011

ROBERT MORRIS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 135619

GATES MILLS, OH

Past

March 31, 2006 - May 28, 2009

ROBERT MORRIS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 135619

WILLOUGHBY, OH

Past

March 15, 2006 - September 9, 2009

ROBERT MORRIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 139732

WILLOUGHBY, OH

Past

November 7, 2001 - February 14, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 19, 1999 - February 14, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WILLOUGHBY, OH

Past

May 20, 1998 - February 14, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WILLOUGHBY, OH

Past

December 15, 1997 - October 14, 1998

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

February 5, 1997 - December 16, 1997

GOLDK INVESTMENT SERVICES, INC

CRD#: 15514

BOSTON, MA

Past

August 31, 1994 - January 10, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 31, 1994 - December 11, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/1/2021)

IAR

Ohio
(8/29/2018)

Ohio
(4/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/26/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 8/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CORNERSTONE ASSET MANAGEMENT SERVICES, INC.

CRD#: 137712 / SEC#: 801-68417

RIA

Registered Investment Advisory firm - (6/11/2012 Terminated)

Arizona

Registered Investment Advisory firm - (3/28/2012 Approved)

Indiana

Registered Investment Advisory firm - (6/6/2012 Approved)

Kansas

Registered Investment Advisory firm - (6/8/2012 Approved)

Michigan

Registered Investment Advisory firm - (6/11/2012 Approved)

Montana

Registered Investment Advisory firm - (5/15/2023 Approved)

Ohio

Registered Investment Advisory firm - (6/6/2012 Approved)

Texas

Registered Investment Advisory firm - (6/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1000 W Wallings Rd Suite D, Broadview Heights, OH 44147

Mailing Address

Phone number

(440) 746-0707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	494
AUM (Assets Under Management)	$ 36,697,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

Andrew Crock

STRATEGIC ADVISERS LLC

IAR

NORTH OLMSTED, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bill Dragolas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Dragolas's CRS (Customer Relationship Summary).

Certified licenses

Experience

GT SECURITIES, INC.

MODERN CAPITAL SECURITIES INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

ROBERT MORRIS CAPITAL MANAGEMENT, LLC

ROBERT MORRIS CAPITAL MANAGEMENT, LLC

ROBERT MORRIS INVESTMENT ADVISORS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

VESTAX SECURITIES CORPORATION

GOLDK INVESTMENT SERVICES, INC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2016

Series 63

Date: 2/20/1997

Series 79TO

Date: 10/26/2020

SIE

Date: 8/24/2018

Series 7

Date: 5/25/2016

FINRA

Current Firm

CORNERSTONE ASSET MANAGEMENT SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE ASSET MANAGEMENT SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors