Kevin G. Matson

Some features on this profile are disabled

CRD#: 2503989

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Gene Matson, who also goes by Kevin Matson, Kevin G Matson, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Aliases

Kevin Matson | Kevin G Matson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 17, 2024 - June 29, 2026

APRICITY FINANCIAL, LLC

RIA

CRD#: 330201

Pound Ridge, NY

Past

October 22, 2021 - June 21, 2024

ADDICUS ADVISORY, LLC

RIA

CRD#: 282244

Pound Ridge, NY

Past

November 30, 2020 - December 20, 2021

MSF INVESTMENT ADVISORY LLC.

RIA

CRD#: 166649

Pound Ridge, NY

Past

February 15, 2018 - March 6, 2020

STONEX FINANCIAL INC.

CRD#: 45993

NEW YORK, NY

Past

June 1, 2006 - December 22, 2017

INSTINET, LLC

CRD#: 7897

NEW YORK, NY

Past

August 1, 2000 - June 1, 2006

INSTINET, LLC

CRD#: 42886

NEW YORK, NY

Past

July 20, 2000 - August 1, 2000

REUTERS C CORPORATION

CRD#: 14408

NEW YORK, NY

Past

November 7, 1995 - April 4, 2002

LYNCH, JONES & RYAN LLC

CRD#: 3198

NEW YORK, NY

Past

December 8, 1994 - July 18, 1995

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

July 14, 1994 - September 2, 1994

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APRICITY FINANCIAL, LLC

CRD#: 330201 / SEC#: 801-134856

RIA

Registered Investment Advisory firm - (12/2/2025 Approved)

California

Registered Investment Advisory firm - (1/8/2026 Terminated)

Connecticut

Registered Investment Advisory firm - (12/11/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (12/9/2025 Terminated)

Mississippi

Registered Investment Advisory firm - (12/9/2025 Terminated)

New York

Registered Investment Advisory firm - (12/9/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/1/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 4/13/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/7/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/1996

General Securities Principal Examination

Current Firm

APRICITY FINANCIAL, LLC

CRD#: 330201 / SEC#: 801-134856

RIA

Registered Investment Advisory firm - (12/2/2025 Approved)

California

Registered Investment Advisory firm - (1/8/2026 Terminated)

Connecticut

Registered Investment Advisory firm - (12/11/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (12/9/2025 Terminated)

Mississippi

Registered Investment Advisory firm - (12/9/2025 Terminated)

New York

Registered Investment Advisory firm - (12/9/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2025 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mystic, CT

Mailing Address

Phone number

(855) 449-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	179
AUM (Assets Under Management)	$ 108,809,983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin G. Matson

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADDICUS ADVISORY, LLC

MSF INVESTMENT ADVISORY LLC.

STONEX FINANCIAL INC.

INSTINET, LLC

INSTINET, LLC

REUTERS C CORPORATION

LYNCH, JONES & RYAN LLC

GRUNTAL & CO., L.L.C.

L.C. WEGARD & CO., INC.

Primary Firm SEC Registration

APRICITY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2020

Series 63

Date: 7/14/1994

SIE

Date: 10/1/2018

Series 3

Date: 3/1/2006

Series 55

Date: 4/13/1999

Series 7

Date: 7/7/1994

Series 24

Date: 2/13/1996

Current Firm

APRICITY FINANCIAL, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

APRICITY FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors