Shari R. Frimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shari Robin Frimer was a registered financial professional .
Shari is a previously registered financial professional and started their career in finance in 1995. Shari had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2009 - June 30, 2009
EMMETT A LARKIN COMPANY, INC.
September 3, 2008 - January 9, 2009
SCOTTSDALE CAPITAL ADVISORS CORP
March 23, 2007 - August 13, 2008
BROOKSTONE SECURITIES, INC.
April 29, 2004 - March 23, 2007
NEWBRIDGE SECURITIES CORPORATION
June 30, 2003 - March 2, 2004
PARK AVENUE SECURITIES LLC
October 2, 1998 - July 23, 2001
KIRLIN SECURITIES INC.
September 22, 1998 - October 7, 1998
PREFERRED SECURITIES GROUP, INC.
May 12, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
February 21, 1997 - May 21, 1997
WILLIAM SCOTT & CO. L.L.C.
August 12, 1996 - February 18, 1997
ARGENT SECURITIES, INC.
December 5, 1995 - August 9, 1996
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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