Ronald S. Krolick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Stuart Krolick, who also goes by Ronald S Krolick, Ronald Stuart Krulick, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1994. Ronald had worked at 5 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 50, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2016 - December 11, 2023
TANGENT CAPITAL PARTNERS, LLC
November 15, 2010 - October 13, 2016
MCM SECURITIES LLC
June 5, 2008 - September 29, 2010
NATIXIS SECURITIES NORTH AMERICA INC.
July 18, 2001 - June 2, 2008
CREDIT AGRICOLE SECURITIES (USA) INC.
February 19, 1997 - January 30, 2001
MCM SECURITIES LLC
August 10, 1994 - December 31, 1995
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
