Eric C. Fischer

HFG ADVISORS

Greenwood Village, CO 80111

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CRD#: 2503818

Professional summary

Eric C Fischer, CFP® is a registered financial advisor currently at HFG ADVISORS located in Greenwood Village, Colorado.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Eric has worked at 16 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/15/2007 - NON-VARIABLE INSURANCE - INDEPENDENT INSURANCE ADVISOR - SELLING FIXED INSURANCE PRODUCTS TERM, DISABILITY, LTC. - 10% TIME SPENT - CO. 2. 2/10/2009 - DBA ONLY - TRIAD FINANCIAL GROUP. 3. 4/9/2012 - OTHER-EDUCATIONAL - TRIAD EDUCATION - ERIC WILL ASSIST TRIAD TAX | BERNIE TAILLON ON AN AS NEEDED BASIS, IN AN EDUCATIONAL CAPACITY ONLY TO ADVISE REGARDING UPCOMING TAX CHANGES AND/OR IMPLICATIONS. HE WON'T HAVE A TITLE AND WILL BE UNDER BERNIE'S DIRECTION AND AUTHORITY. - TIME SPENT 10%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric C Fischer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

February 22, 2013 - Present

HFG ADVISORS

Office #1: 8301 East Prentice Ave. #312, Greenwood Village, CO 80111

RIA

CRD#: 113511

Greenwood Village, CO

Past

December 3, 2007 - January 17, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREENWOOD VILLAGE, CO

Past

December 3, 2007 - January 17, 2013

LPL FINANCIAL LLC

CRD#: 6413

GREENWOOD VILLAGE, CO

Past

October 3, 2005 - December 10, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

AUROA, CO

Past

November 23, 2001 - October 6, 2005

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

AURORA, CO

Past

October 30, 2001 - October 6, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

September 26, 2001 - December 10, 2007

HFG ADVISORS

RIA

CRD#: 113511

AURORA, CO

Past

November 8, 1999 - October 30, 2001

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

November 8, 1999 - October 30, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

July 14, 1999 - October 26, 1999

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

SOUTHFIELD, MI

Past

December 11, 1997 - June 25, 1999

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

February 6, 1997 - December 16, 1997

GOLDK INVESTMENT SERVICES, INC

CRD#: 15514

BOSTON, MA

Past

December 19, 1995 - January 14, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 19, 1995 - January 14, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 23, 1994 - November 6, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 22, 1994 - September 13, 1994

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

August 8, 1994 - August 19, 1994

WESTFIELD FINANCIAL CORPORATION

CRD#: 8143

NEW YORK, NY

Past

August 1, 1994 - September 15, 1994

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/22/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/29/1994

General Securities Representative Examination

Current Firm

HFG ADVISORS

COLORADO COMPREHENSIVE WEALTH MANAGEMENT | HFG COLORADO, INC. | HFG ADVISORS | HEARTLAND FINANCIAL GROUP, LTD. | HEARTLAND FINANCIAL CONSULTANTS

CRD#: 113511 / SEC#: 801-135030

Colorado

Registered Investment Advisory firm - (9/26/2001 Approved)

Florida

Registered Investment Advisory firm - (11/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/22/2013 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8301 East Prentice Ave. #312, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 369-3800

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B (11/24/2025)

Regulatory assets under management

Total Number of Accounts	554
AUM (Assets Under Management)	$ 108,767,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric C. Fischer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric C Fischer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA, INC.

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

HFG ADVISORS

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

HANTZ FINANCIAL SERVICES, INC.

VESTAX SECURITIES CORPORATION

GOLDK INVESTMENT SERVICES, INC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

H.J. MEYERS & CO., INC.

WESTFIELD FINANCIAL CORPORATION

HIBBARD BROWN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1999

Series 63

Date: 10/3/1995

Series 7

Date: 7/29/1994

Current Firm

HFG ADVISORS

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HFG ADVISORS

TRUST BUT VERIFY

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