Michael C. Doss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Cooper Doss, who also goes by Mike Cooper Doss, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2015 - September 15, 2015
MOTIF
April 4, 2011 - December 18, 2014
CHARLES SCHWAB & CO., INC.
April 1, 2011 - December 18, 2014
CHARLES SCHWAB & CO., INC.
July 10, 2009 - March 10, 2011
PERSHING ADVISOR SOLUTIONS LLC
January 2, 2009 - July 1, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 4, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 25, 2006 - July 1, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 16, 2006 - March 14, 2006
TD AMERITRADE, INC.
January 27, 2006 - March 14, 2006
TD AMERITRADE, INC.
June 22, 2005 - January 31, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 3, 2004 - January 31, 2006
TD AMERITRADE CLEARING, INC.
July 21, 1997 - December 31, 2002
CHARLES SCHWAB & CO., INC.
February 24, 1995 - June 11, 1997
MORGAN STANLEY DW INC.
October 20, 1994 - February 13, 1995
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOTIF
CRD#: 155731 / SEC#: , 8-68736
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOUNDATION CAPITAL VI LP | OWNER | |
| IGNITION VENTURE PARTNERS IV, L.P. | OWNER | |
| MOTIF INVESTING, INC.(FORMERLY FUNDDNA, INC.) EQUITY INCENTIVE PLAN | OWNER | |
| NORWEST VENTURE PARTNERS XI L.P. | OWNER | |
| RENREN LIANHE HOLDINGS | OWNER | |
| ALVAREZ, ENRIQUE | FINOP | 4622342 |
| BALDERTON CAPITAL | OWNER | 160323 |
| CUADRADO, EMMA YVETTE | TRUSTEE | 6387480 |
| DANIEL V. TIERNEY 2011 TRUST | OWNER | |
| FLYNN, JOHN R | TRUSTEE | 6362712 |
| HILALY, TARIQ ALI | OWNER | |
| IGNITION MANAGING DIRECTORS FUND IV, LLC | OWNER | |
| SALVADOR, ROBERT JOSEPH | CEO, CCO / EXECUTIVE REPRESENTATIVE | 1947923 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
