Anthony Shayne Ayers
Professional Summary
Anthony Shayne Ayers is a registered financial advisor currently at SMI ADVISORY SERVICES, LLC located in Columbus, Indiana. Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Anthony has worked at 6 firms and has passed the Series 63, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
Current Firm
SMI ADVISORY SERVICES, LLC | SMI PRIVATE CLIENT
Contact Information
Main Address
4400 Ray Boll Blvd., Columbus, IN 47203Phone Number
(800) 796-4975# of Employees
5SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,083AUM (Assets Under Management)
$949,000,000Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
Primary Firm SEC Registration
SMI ADVISORY SERVICES, LLC | SMI PRIVATE CLIENT
State Registrations and Notice Filings
(4/1/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1998Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Shayne Ayers's CRS (Customer Relationship Summary).
Similar Advisors
MACQUARIE CAPITAL (USA) INC.
REDWOOD PRIVATE WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
KATZ CAPITAL ADVISORS
