Anthony S. Ayers

SMI ADVISORY SERVICES

Columbus, IN 47203

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CRD#: 2503806

Professional summary

Anthony Shayne Ayers is a registered financial advisor currently at SMI ADVISORY SERVICES, LLC located in Columbus, Indiana.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Anthony has worked at 6 firms and has passed the Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Shayne Ayers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2016 - Present

SMI ADVISORY SERVICES, LLC

Office #1: 4400 Ray Boll Blvd., Columbus, IN 47203

RIA

CRD#: 137872

Columbus, IN

Past

January 31, 2006 - December 31, 2007

OMNIUM, LLC.

RIA

CRD#: 139478

COLUMBUS, IN

Past

April 26, 1995 - July 18, 2000

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 22, 1994 - October 24, 1994

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

August 5, 1994 - August 19, 1994

WESTFIELD FINANCIAL CORPORATION

CRD#: 8143

NEW YORK, NY

Past

July 7, 1994 - September 15, 1994

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMI ADVISORY SERVICES, LLC

SMI ADVISORY SERVICES, LLC | SMI PRIVATE CLIENT

CRD#: 137872 / SEC#: 801-64882

RIA

Registered Investment Advisory firm - (11/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(4/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 1/14/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SMI ADVISORY SERVICES, LLC

SMI ADVISORY SERVICES, LLC | SMI PRIVATE CLIENT

CRD#: 137872 / SEC#: 801-64882

RIA

Registered Investment Advisory firm - (11/15/2005 Approved)

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Contact information

Main Address

4400 Ray Boll Blvd., Columbus, IN 47203

Mailing Address

Phone number

(800) 796-4975

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2B - BROCHURE SUPPLEMENT (10/28/2025)

PART 2A - WRAP BROCHURE (1/10/2025)

PART 2A - FIRM BROCHURE (1/10/2025)

Regulatory assets under management

Total Number of Accounts	995
AUM (Assets Under Management)	$ 840,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony S. Ayers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Shayne Ayers's CRS (Customer Relationship Summary).

Certified licenses

Experience

OMNIUM, LLC.

CHARLES SCHWAB & CO., INC.

H.J. MEYERS & CO., INC.

WESTFIELD FINANCIAL CORPORATION

HIBBARD BROWN & CO., INC.

Primary Firm SEC Registration

SMI ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/1994

Series 7

Date: 7/6/1994

Series 8

Date: 1/14/1998

Current Firm

SMI ADVISORY SERVICES, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMI ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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