JH
James W. Hamilton
PORTFOLIO ADVISORY COUNCIL,L.L.C.
Houston, TX 77046
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CRD#: 2503669
JH
Professional summary
James William Hamilton, AIF®, who also goes by Jim Hamilton, is a registered financial advisor currently at PORTFOLIO ADVISORY COUNCIL,L.L.C. located in Houston, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Hamilton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PORTFOLIO ADVISORY COUNCIL, LLC., START DATE: 3/1997, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, RIA, PARTNER/FINANCIAL ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT RELATED, 120 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS.
2. INDEPENDENT INSURANCE AGENT, SOLE-PROPRIETOR, START DATE: 4/1/1994, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, INSURANCE AGENT, FIXED INSURANCE SALES, NOT INVESTMENT RELATED, 15 HOURS PER MONTH, .09 HOURS PER DAY DURING TRADING HOURS.
3. MIDTOWN BUSINESS NETWORK, START DATE: 12/13/2005, 318 TUAM, HOUSTON, TX 77006, CORPORATION, DIRECTOR, MEMBER, PROVIDING REFERRALS TO OTHER CHAPTER MEMBERS, NOT INVESTMENT RELATED, 12 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS.
4. NORTHEAST HOUSTON BAPTIST CHURCH, START DATE: 08/02/2002, 18000 W LAKE HOUSTON PARKWAY, HUMBLE, TX 77346, CORPORATION, CHARITABLE NON-PROFIT ORGANIZATION, TRUSTEE, OVERSEER OF CHURCH FINANCES, BUYING/SELLING OF LAND, NOT INVESTMENT RELATED, 4 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
5. MUNICIPAL UTILITY DISTRICT NO.83 OF TEXAS, START DATE: 8/18/2016, 1300 POST OAK BLVD., SUITE 1400, HOUSTON, TX 77056, CORPORATION, MUNICIPALITY WATER DISTRICT, DIRECTOR/ASSISTANT SECRETARY, BOARD MEMBER AND ATTEND MONTGOMERY COUNTY DISTRICT MONTHLY MEETINGS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view James William Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 26, 2003 - Present
PORTFOLIO ADVISORY COUNCIL,L.L.C.
Office #1: 3 Greenway Plaza Suite 1776, Houston, TX 77046RIA
CRD#: 107465
Houston, TX
Past
October 10, 2017 - March 6, 2018
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Houston, TX
Past
January 3, 2007 - October 13, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
HOUSTON, TX
Past
August 26, 2003 - December 31, 2013
PORTFOLIO ADVISORY COUNCIL,L.L.C.
RIA
CRD#: 107465
HOUSTON, TX
Past
July 29, 1994 - December 31, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PORTFOLIO ADVISORY COUNCIL,L.L.C.
PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.
CRD#: 107465 / SEC#: 801-27691
RIA
Registered Investment Advisory firm - (9/15/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(7/27/2017)
IAR
Texas(8/26/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PA
PORTFOLIO ADVISORY COUNCIL,L.L.C.
PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.
CRD#: 107465 / SEC#: 801-27691
RIA
Registered Investment Advisory firm - (9/15/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3 Greenway Plaza Suite 1776, Houston, TX 77046
Mailing Address
Phone number
(713) 574-6015
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 909 |
| AUM (Assets Under Management) | $ 465,030,058 |
Red Flags
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