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GB

Gregory W. Benning

BACK BAY LIFE SCIENCE ADVISORY
Boston, MA 02116
Some features on this profile are disabled
CRD#: 2503617
GB

Professional summary

Gregory William Benning is a registered financial professional currently at BACK BAY LIFE SCIENCE ADVISORY, LLC located in Boston, Massachusetts.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory William Benning's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2023 - Present

BACK BAY LIFE SCIENCE ADVISORY, LLC

Office #1: 545 Boylston Street 12th Floor, Boston, MA 02116
BD
CRD#: 158846
Boston, MA
Past

January 9, 2014 - May 1, 2023

BML SECURITIES LLC

BD
CRD#: 167535
Marshfield, MA
Past

October 8, 2009 - January 21, 2014

BURCH & COMPANY, INC

BD
CRD#: 102280
CAMBRIDGE, MA
Past

July 1, 2009 - October 12, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
BOSTON, MA
Past

April 17, 2008 - July 1, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
BOSTON, MA
Past

April 3, 2007 - December 14, 2007

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

June 21, 2000 - March 16, 2007

CANACCORD GENUITY LLC

BD
CRD#: 1020
BOSTON, MA
Past

November 1, 1999 - June 16, 2000

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

May 3, 1999 - November 1, 1999

CLEARY GULL INC.

BD
CRD#: 45309
MILWAUKEE, WI
Past

August 31, 1994 - May 3, 1999

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(5/2/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 3/23/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/5/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BB
BACK BAY LIFE SCIENCE ADVISORY, LLC
BACK BAY LIFE SCIENCE ADVISORY, LLC

CRD#: 158846 / SEC#: , 8-68931

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
545 Boylston Street 12th Floor, Boston, MA 02116
Mailing Address
2016 Ocean Street Mail Box 5, Narshfield, MA 02050
Phone number
(617) 367-0099
Established
Massachusetts since 05/31/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BACK BAY LIFE SCIENCE ADVISORS LLCMEMBER
FLYNN, PETER FRANCISCCO, FIN/OP2655124
GERTLER, JONATHAN PAULMANAGER4439498

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BACK BAY LIFE SCIENCE ADVISORY, LLC

CRD#: 158846Boston, MA 02116

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