Kerry A. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerry Aaron Weiss was a registered financial professional .
Kerry is a previously registered financial professional and started their career in finance in 1994. Kerry had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2013 - January 9, 2014
COINBASE CAPITAL MARKETS CORP
July 10, 2013 - January 9, 2014
COINBASE CAPITAL MARKETS CORP
October 18, 1999 - February 19, 2013
LPL FINANCIAL LLC
January 4, 1999 - January 11, 1999
NATCITY INSURANCE SERVICES, INC.
August 3, 1998 - January 4, 1999
IFMG SECURITIES, INC.
August 16, 1996 - February 19, 2013
LPL FINANCIAL LLC
June 1, 1996 - August 16, 1996
NATCITY INVESTMENTS, INC.
May 1, 1995 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
March 23, 1995 - June 1, 1996
NATIONAL CITY INVESTMENTS CORPORATION
July 26, 1994 - February 9, 1995
IDS LIFE INSURANCE COMPANY
July 26, 1994 - February 9, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
