TW
Todd W. Walker
CENTAURUS FINANCIAL
Centennial, CO 80111
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CRD#: 2503388
TW
Professional summary
Todd William Walker is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Centennial, Colorado.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Todd has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MFIC PROPERTY PARTNERS, NON-INVESTMENT RELATED, 7385 E. PEAKVIEW AVE., CENTENNIAL, CO 80111, OWNS PROPERTY AND RENTS THIS OFFICE SPACE TO ARAPAHO ASSET MANAGEMENT, PARTNER, SINCE 12/1/2018, DEVOTED TIME IS 2 HOURS A MONTH, LANDLORD, MANAGEMENT, AND MAINTENANCE OF PROPERTY. 2. FARTHING FINANCIAL, NON-INVESTMENTE RELATED, 3900 E. MEXICO AVE., #601, DENVER, CO 80210, CONSULTING ON BUSINESS SALES, OWNER, SINCE 2/16/2017, DEVOTED TIME IS 5 HOURS A MONTH, CONSULTING WITH BUSINESS OWNERS, COMMERCIAL REALESTATE AGENTS AND BUSINESS BROKERS ON THE SALE OF BUSINESS. 3. MFIC ART PARTNERS LLC POSITION: Collector NATURE: Sale, collection of, and speculation in fine art objects and fine art for profit. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: null START DATE: 11/17/2014 ADDRESS: 7385 E Peakview Ave, Centennial CO 80111, United States DESCRIPTION: I purchase, sell, collect, store, loan, lease and exhibit fine art objects. 4. TODD WALKER ART ADVISERS POSITION: Art Adviser NATURE: Fine art advising, The sale and purchase or collection of fine art.I will also get paid for the sale and consulting on fine art from other galleries and art advisers, museums and academic institutions. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: null START DATE: 11/17/2014 ADDRESS: 7385 E Peakview Ave, Centennial CO 80111, United States DESCRIPTION: I will be paid fees and commissions for consulting on, buying and selling, loaning and leasing, lecturing on, storing fine art. I will get paid from artists to represent them, curators, collectors, art advisers, art gallerists and galleries, and art academic institutions and publishers. I may even paint or create my own work and sell it. 5. ARAPAHO ASSET MANAGEMENT LLC, INSTRUCTOR, SINCE 8/1/2012, 101 W. MAIN ST., SUITE #109, FRISCO, CO 80443, TEACH CLASSES FOR COPRORATIONS THROUGH COMMUNITY COLLEGES ON A CONTRACTUAL BASIS, EDUCATIONAL DIVISION, DEVOTED TIME IS LESS THEN 5 HRS A MONTH, NON-INVESTMENT RELATED. 6. DBA ARAPAHO ASSET MANAGEMENT, LLC, 101 W. MAIN ST., SUITE 109, FRISCO, CO 80443, SINCE 1-1-2005, BRANDING PURPOSES ONLY, 5 HOURS A MONTH, NON-INVESTMENT RELATED. 7. RIVERWALK ADVISORS LLC,202 S Parker Street, Unite 266-8, Tampa FL 33606, United States, Registered Rep , Selling securities and insurance products thru my current B/D Centaurus Financial, Inc. INVESTMENT RELATED, NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 03/05/2023 S: DBA for conducting business in Tampa, Florida. All submitted business will still be submitted and conducted through by B/D Centaurus Financial, Inc. via my OSJ in Denver, CO. This does not serve to replace my AAM DBA but rather to supplement it. It is mostly a regional branding differentiation.
CRS (Client Relationship Summary) - RIA
Click below to view Todd William Walker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd William Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2012 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7385 E. Peakview Avenue, Centennial, CO 80111RIA
BD
CRD#: 30833
Centennial, CO
Current
January 12, 2005 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7385 E. Peakview Avenue, Centennial, CO 80111RIA
BD
CRD#: 30833
Centennial, CO
Past
January 12, 2007 - January 11, 2012
ARAPAHO ASSET MANAGEMENT LLC
RIA
CRD#: 133944
FRISCO, CO
Past
July 22, 2004 - January 12, 2005
LEONARD & COMPANY
RIA
CRD#: 36527
TROY, MI
Past
February 24, 1997 - January 12, 2005
LEONARD & COMPANY
BD
CRD#: 36527
TROY, MI
Past
May 17, 1996 - February 20, 1997
FIRST OF MICHIGAN CORPORATION
BD
CRD#: 311
DETROIT, MI
Past
January 4, 1996 - June 13, 1996
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
November 28, 1994 - January 17, 1996
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/16/2012)
RR
Alaska(10/11/2018)
RR
Arizona(10/14/2013)
RR
Arkansas(8/5/2025)
IAR
Arkansas(8/5/2025)
RR
California(1/12/2005)
IAR
California(8/11/2025)
RR
Colorado(1/12/2005)
IAR
Colorado(1/9/2012)
RR
Florida(1/12/2005)
IAR
Florida(1/5/2018)
RR
Georgia(6/10/2024)
IAR
Georgia(6/17/2024)
RR
Illinois(1/12/2005)
RR
Indiana(1/25/2005)
IAR
Indiana(2/4/2025)
RR
Iowa(1/7/2019)
IAR
Iowa(7/21/2025)
RR
Michigan(1/12/2005)
IAR
Michigan(6/29/2023)
RR
Minnesota(3/13/2012)
IAR
Mississippi(6/5/2024)
RR
Mississippi(6/7/2024)
RR
Nebraska(9/27/2012)
IAR
Nebraska(10/9/2012)
RR
Nevada(10/3/2013)
RR
New Jersey(1/3/2011)
RR
New Mexico(10/5/2010)
IAR
New Mexico(6/22/2021)
RR
North Carolina(1/12/2005)
IAR
North Carolina(9/27/2019)
RR
Oregon(11/12/2009)
IAR
Oregon(9/22/2014)
RR
Pennsylvania(7/9/2015)
RR
South Dakota(3/3/2009)
IAR
South Dakota(1/16/2018)
RR
Tennessee(4/19/2023)
RR
Texas(1/31/2025)
IAR
Texas(1/31/2025)
RR
Utah(3/26/2009)
IAR
Utah(1/11/2012)
RR
Virginia(11/9/2022)
RR
Washington(2/22/2021)
IAR
Washington(10/3/2024)
RR
Wisconsin(9/24/2014)
RR
Wyoming(2/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
