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Todd William Walker

CENTAURUS FINANCIAL
CENTENNIAL, CO
·CRD# 2503388·32 years experience

Professional Summary

Todd William Walker is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Centennial, Colorado. Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Todd has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
7385 E. Peakview Avenue, Centennial, CO 80111
January 9, 2012 - Present
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
7385 E. Peakview Avenue, Centennial, CO 80111
January 12, 2005 - Present
ARAPAHO ASSET MANAGEMENT LLC·CRD# 133944
RIA
Frisco, CO
January 12, 2007 - January 11, 2012
LEONARD & COMPANY·CRD# 36527
RIA
Troy, MI
July 22, 2004 - January 12, 2005
LEONARD & COMPANY·CRD# 36527
BD
Troy, MI
February 24, 1997 - January 12, 2005
FIRST OF MICHIGAN CORPORATION·CRD# 311
BD
Detroit, MI
May 17, 1996 - February 20, 1997
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
January 4, 1996 - June 13, 1996
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 28, 1994 - January 17, 1996

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Current Firm

CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone Number

(714) 456-1790

Established

California since 08/27/1992

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Large

# of Employees

571

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/28/2026)

Direct owners and executive officers

NamePositionCRD#
FEDERATION OF FINANCIAL SERVICESOWNER—
KREMER, STEPHEN MARKOWNER1188829
RUBINO, MICHAEL PETEROWNER1188940
DUHOVIC, JEROME VICTORCHIEF COMPLIANCE OFFICER2123754
DUHOVIC, JEROME VICTORDIRECTOR/EVP2123754
KING, JAMES RONALD SRDIRECTOR/CHAIRMAN OF THE BOARD/CEO269927
KING, PAUL JDIRECTOR/GENERAL COUNSEL5017845
KING, WESTLEY HAYESDIRECTOR/PRESIDENT2527676
LEJMAN, SHERI JSVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL—

Regulatory Assets Under Management

Total Number of Accounts

45,336

AUM (Assets Under Management)

$9,740,127,253

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MFIC PROPERTY PARTNERS, NON-INVESTMENT RELATED, 7385 E. PEAKVIEW AVE., CENTENNIAL, CO 80111, OWNS PROPERTY AND RENTS THIS OFFICE SPACE TO ARAPAHO ASSET MANAGEMENT, PARTNER, SINCE 12/1/2018, DEVOTED TIME IS 2 HOURS A MONTH, LANDLORD, MANAGEMENT, AND MAINTENANCE OF PROPERTY. 2. FARTHING FINANCIAL, NON-INVESTMENTE RELATED, 3900 E. MEXICO AVE., #601, DENVER, CO 80210, CONSULTING ON BUSINESS SALES, OWNER, SINCE 2/16/2017, DEVOTED TIME IS 5 HOURS A MONTH, CONSULTING WITH BUSINESS OWNERS, COMMERCIAL REALESTATE AGENTS AND BUSINESS BROKERS ON THE SALE OF BUSINESS. 3. MFIC ART PARTNERS LLC POSITION: Collector NATURE: Sale, collection of, and speculation in fine art objects and fine art for profit. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: null START DATE: 11/17/2014 ADDRESS: 7385 E Peakview Ave, Centennial CO 80111, United States DESCRIPTION: I purchase, sell, collect, store, loan, lease and exhibit fine art objects. 4. TODD WALKER ART ADVISERS POSITION: Art Adviser NATURE: Fine art advising, The sale and purchase or collection of fine art.I will also get paid for the sale and consulting on fine art from other galleries and art advisers, museums and academic institutions. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: null START DATE: 11/17/2014 ADDRESS: 7385 E Peakview Ave, Centennial CO 80111, United States DESCRIPTION: I will be paid fees and commissions for consulting on, buying and selling, loaning and leasing, lecturing on, storing fine art. I will get paid from artists to represent them, curators, collectors, art advisers, art gallerists and galleries, and art academic institutions and publishers. I may even paint or create my own work and sell it. 5. ARAPAHO ASSET MANAGEMENT LLC, INSTRUCTOR, SINCE 8/1/2012, 101 W. MAIN ST., SUITE #109, FRISCO, CO 80443, TEACH CLASSES FOR COPRORATIONS THROUGH COMMUNITY COLLEGES ON A CONTRACTUAL BASIS, EDUCATIONAL DIVISION, DEVOTED TIME IS LESS THEN 5 HRS A MONTH, NON-INVESTMENT RELATED. 6. DBA ARAPAHO ASSET MANAGEMENT, LLC, 101 W. MAIN ST., SUITE 109, FRISCO, CO 80443, SINCE 1-1-2005, BRANDING PURPOSES ONLY, 5 HOURS A MONTH, NON-INVESTMENT RELATED. 7. RIVERWALK ADVISORS LLC,202 S Parker Street, Unite 266-8, Tampa FL 33606, United States, Registered Rep , Selling securities and insurance products thru my current B/D Centaurus Financial, Inc. INVESTMENT RELATED, NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 03/05/2023 S: DBA for conducting business in Tampa, Florida. All submitted business will still be submitted and conducted through by B/D Centaurus Financial, Inc. via my OSJ in Denver, CO. This does not serve to replace my AAM DBA but rather to supplement it. It is mostly a regional branding differentiation. 8. THE WALKER COLLECTION LLC, POSITION: Collector NATURE: Art sales and service, will also use a space at below address, Art Hub ATX, 2801 S I-35 Frontage Rd, Austin, TX 78741 INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2026, ADDRESS: 222 Sunrise Ridge Loop, Austin TX 78738, United States, DESCRIPTION: Display and sell artwork from my own art collection, help artists sell their work, help art collectors buy and sell work.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/16/2012)
RR
Alaska
(10/11/2018)
RR
Arizona
(10/14/2013)
RR
Arkansas
(8/5/2025)
IAR
Arkansas
(8/5/2025)
RR
California
(1/12/2005)
IAR
California
(8/11/2025)
RR
Colorado
(1/12/2005)
IAR
Colorado
(1/9/2012)
RR
Florida
(1/12/2005)
IAR
Florida
(1/5/2018)
RR
Georgia
(6/10/2024)
IAR
Georgia
(6/17/2024)
RR
Illinois
(1/12/2005)
RR
Indiana
(1/25/2005)
IAR
Indiana
(2/4/2025)
RR
Iowa
(1/7/2019)
IAR
Iowa
(7/21/2025)
RR
Michigan
(1/12/2005)
IAR
Michigan
(6/29/2023)
RR
Minnesota
(3/13/2012)
IAR
Mississippi
(6/5/2024)
RR
Mississippi
(6/7/2024)
RR
Nebraska
(9/27/2012)
IAR
Nebraska
(10/9/2012)
RR
Nevada
(10/3/2013)
RR
New Jersey
(1/3/2011)
RR
New Mexico
(10/5/2010)
IAR
New Mexico
(6/22/2021)
RR
North Carolina
(1/12/2005)
IAR
North Carolina
(9/27/2019)
RR
Oregon
(11/12/2009)
IAR
Oregon
(9/22/2014)
RR
Pennsylvania
(7/9/2015)
RR
South Carolina
(1/12/2026)
IAR
South Carolina
(1/12/2026)
RR
South Dakota
(3/3/2009)
IAR
South Dakota
(1/16/2018)
RR
Texas
(1/31/2025)
IAR
Texas
(1/31/2025)
RR
Utah
(3/26/2009)
IAR
Utah
(1/11/2012)
RR
Virginia
(11/9/2022)
RR
Washington
(2/22/2021)
IAR
Washington
(10/3/2024)
RR
Wisconsin
(9/24/2014)
RR
Wyoming
(2/22/2021)
IAR
Wyoming
(8/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 1994About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Todd William Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Todd William Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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TW
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