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Richard J. Pyle

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CRD#: 2503336
RP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Judson Pyle was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1994. Richard had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 19, 2022 - March 29, 2024

CHANOS & COMPANY L.P.

RIA
CRD#: 137563
Dallas, TX
Past

April 10, 2014 - September 22, 2017

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

December 23, 2010 - April 9, 2014

PEAK6 PERFORMANCE MANAGEMENT LLC

BD
CRD#: 137368
CHICAGO, IL
Past

September 18, 2002 - April 28, 2008

PEAK6 CAPITAL MANAGEMENT LLC

BD
CRD#: 43773
CHICAGO, IL
Past

September 2, 1997 - March 17, 1998

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT
Past

June 3, 1996 - September 2, 1997

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

September 26, 1994 - June 3, 1996

S.G. WARBURG & CO. INC.

BD
CRD#: 1483
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/15/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 11/15/1996
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


C&
CHANOS & COMPANY L.P.
CHANOS & COMPANY L.P. | URSUS CAPITAL MANAGEMENT I LLC (RELYING ADVISER) | KYNIKOS OPPORTUNITY MANAGEMENT LLC (RELYING ADVISER) | KYNIKOS OPPORTUNITY MANAGEMENT INTERNATIONAL LLC (RELYING ADVISER) | KYNIKOS ASSOCIATES LP | KYN LIMITED (RELYING ADVISER) | KACP ADVISORS LLC (RELYING ADVISER) | KA ADVISORS INTERNATIONAL LLC (RELYING ADVISER)

CRD#: 137563 / SEC#: 801-64955

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Contact information


Main Address
20 West 55th Street 8th Floor, New York, NY 10019-5373
Mailing Address
Phone number
(212) 649-0200
Established
Firm type
Fiscal year end
# of Employees
15

Documents


Latest Form ADV

Part 2 Brochures

CHANOS & COMPANY L.P., PART 2A, MARCH 2023 (3/31/2023)

Regulatory assets under management


Total Number of Accounts13
AUM (Assets Under Management)$ 327,422,342

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHANOS & COMPANY L.P.

CRD#: 137563

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