Christopher Kiesel

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CRD#: 2503273

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Kiesel was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 3 firms and has passed the Series 63, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 6, 2017 - September 4, 2024

OAK ADVISORS, LLC

RIA

CRD#: 137192

BLUFFTON, SC

Past

November 22, 2005 - September 16, 2016

OAK ADVISORS, LLC

RIA

CRD#: 137192

BLUFFTON, SC

Past

September 29, 2003 - November 30, 2005

MELHADO, FLYNN & ASSOCIATES, INC.

CRD#: 7340

NEW YORK, NY

Past

April 17, 1996 - December 15, 1997

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK ADVISORS, LLC

LIVE OAK ADVISORS | OAK ADVISORS, LLC | LIVE OAK ADVISORS, LLC

CRD#: 137192 / SEC#: 801-64842

RIA

Registered Investment Advisory firm - (10/25/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/9/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/24/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/11/2003

General Securities Representative Examination

Current Firm

OAK ADVISORS, LLC

LIVE OAK ADVISORS | OAK ADVISORS, LLC | LIVE OAK ADVISORS, LLC

CRD#: 137192 / SEC#: 801-64842

RIA

Registered Investment Advisory firm - (10/25/2005 Approved)

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Contact information

Main Address

3 Clark Summit Drive Suite 201, Bluffton, SC 29910

Mailing Address

P.o. Box 7318, Hilton Head, SC 29938

Phone number

(843) 757-9339

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	491
AUM (Assets Under Management)	$ 241,818,711

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher Kiesel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OAK ADVISORS, LLC

OAK ADVISORS, LLC

MELHADO, FLYNN & ASSOCIATES, INC.

NATHAN & LEWIS SECURITIES, INC.

Primary Firm SEC Registration

OAK ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/9/2003

Series 66

Date: 2/24/1999

Series 7

Date: 8/11/2003

Current Firm

OAK ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK ADVISORS, LLC

TRUST BUT VERIFY

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