Peter T. Chen
Professional summary
Peter Thomas Chen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Peter had worked at 3 firms, which includes H.J. MEYERS & CO. INC., INVESTORS ASSOCIATES INC., VISION INVESTMENT GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1997 - June 6, 1997
H.J. MEYERS & CO., INC.
January 23, 1995 - April 18, 1997
INVESTORS ASSOCIATES, INC.
January 4, 1995 - March 9, 1995
VISION INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 7/19/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
H.J. MEYERS & CO., INC.
CRD#: 15609 / SEC#: , 8-32427
Contact information
Documents
Red Flags
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