Joseph T. Cannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph T Cannon, who also goes by J Thomas Cannon, Joseph Thomas Cannon Jr., Joseph Thomas Cannon, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2005. Joseph had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2018 - December 31, 2019
MERCAP ADVISORS, INC.
July 19, 2018 - December 31, 2019
MERCAP SECURITIES, LLC
April 30, 2015 - July 18, 2018
SECURIAN FINANCIAL SERVICES, INC.
April 30, 2015 - July 18, 2018
SECURIAN FINANCIAL SERVICES, INC.
November 8, 2013 - April 13, 2015
PNC WEALTH MANAGEMENT LLC
November 7, 2013 - April 13, 2015
PNC WEALTH MANAGEMENT LLC
September 8, 2011 - October 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 2011 - October 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 2010 - June 2, 2011
EDWARD JONES
December 7, 2005 - January 15, 2010
VFIC SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERCAP ADVISORS, INC.
CRD#: 170092 / SEC#: 801-79319
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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