Rajiv Sharma
Professional summary
Rajiv Sharma, who also goes by Faps Sharma, Raj Sharma, is a registered financial advisor currently at POLESTAR CAPITAL LLC located in Los Angeles, California and TCBI SECURITIES, INC. located in Dallas, Texas.
Rajiv is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Rajiv has worked at 8 firms and has passed the Series 63, Series 65, Series 87, Series 86, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rajiv Sharma's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2007 - Present
POLESTAR CAPITAL LLC
February 13, 2025 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201September 16, 2019 - December 4, 2024
B. RILEY SECURITIES, INC.
June 1, 2012 - June 14, 2016
WESTERN INTERNATIONAL SECURITIES, INC.
June 1, 2012 - June 14, 2016
WESTERN INTERNATIONAL SECURITIES, INC.
June 7, 2006 - December 31, 2013
POLESTAR INVESTMENT RESEARCH, LLC
May 11, 2005 - July 20, 2012
SAMUELS CHASE & CO., INC.
December 1, 2003 - May 13, 2005
MERRIMAN CAPITAL, INC.
September 25, 1998 - July 24, 2002
ONYX PARTNERS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2007)
(2/13/2025)
(2/13/2025)
Exams
FINRA
Current Firm
POLESTAR CAPITAL LLC
CRD#: 142864 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 2,466,428 |
Red Flags
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