Jeffrey D. Spittel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey David Spittel was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1996. Jeffrey had worked at 12 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2015 - March 29, 2016
CLARKSONS SECURITIES, INC
May 28, 2013 - October 1, 2015
D/B/A CLARKSONS PLATOU SECURITIES
September 21, 2011 - May 28, 2013
GLOBAL HUNTER SECURITIES, LLC
March 9, 2010 - September 20, 2011
MADISON WILLIAMS AND COMPANY
October 14, 2009 - March 5, 2010
PRITCHARD CAPITAL PARTNERS, LLC
June 20, 2006 - October 15, 2009
NATIXIS SECURITIES AMERICAS LLC
March 3, 2003 - May 6, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
February 10, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
October 9, 2002 - January 7, 2003
A.B. WATLEY, INC.
October 18, 2000 - August 2, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
May 9, 1997 - May 25, 2000
MINT BROKERS
December 3, 1996 - May 9, 1997
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/13/2000
Limited Representative-Equity Trader ExamCurrent Firm
CLARKSONS SECURITIES, INC
CRD#: 30882 / SEC#: , 8-45221
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARKSONS SECURITIES AS | SOLE SHAREHOLDER | |
| DEVRIES, TIMOTHY S | CO-CEO | 4852002 |
| FODSTAD, CHRISTIAN GJELSVIK | DIRECTOR | 7726256 |
| HELBERG, IVAN ERIK | DIRECTOR | 6447460 |
| HOY, SNORRE FAERDEN | DIRECTOR | 7726806 |
| IANNACI, SALVATORE ANTHONY | CO-CEO | 2778870 |
| MCDONAGH, BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER | 2749774 |
| MCDONAGH, BRIAN JOSEPH | CFO/FINOP | 2749774 |
Red Flags
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