Patrick J. Mcfadden
Professional summary
Patrick John Mcfadden was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Patrick had worked at 9 firms, which includes GUNNALLEN FINANCIAL INC, HARRISON SECURITIES INC., DONALD & CO. SECURITIES INC., OPPENHEIMER & CO. INC., JOSEPHTHAL & CO. INC., MORGAN TAYLOR & ASSOCIATES INC., NATIONAL SECURITIES CORPORATION, TIMECAPITAL SECURITIES CORPORATION, D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2004 - May 14, 2004
GUNNALLEN FINANCIAL, INC
June 25, 2002 - April 27, 2004
HARRISON SECURITIES, INC.
March 4, 2002 - June 26, 2002
DONALD & CO. SECURITIES INC.
January 2, 2002 - February 19, 2002
OPPENHEIMER & CO. INC.
January 18, 2001 - January 2, 2002
JOSEPHTHAL & CO., INC.
November 11, 1998 - January 16, 2001
MORGAN, TAYLOR & ASSOCIATES, INC.
March 24, 1997 - October 22, 1998
NATIONAL SECURITIES CORPORATION
January 7, 1997 - March 24, 1997
TIMECAPITAL SECURITIES CORPORATION
September 6, 1994 - January 9, 1997
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
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