David M. Pesso
Professional summary
David M Pesso was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, David had worked at 4 firms, which includes FIRST CAMBRIDGE SECURITIES CORPORATION, FIRST UNITED EQUITIES CORPORATION, LADENBURG CAPITAL MANAGEMENT INC., BERKELEY SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 1996 - April 18, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
June 8, 1995 - September 17, 1996
FIRST UNITED EQUITIES CORPORATION
September 26, 1994 - May 16, 1995
LADENBURG CAPITAL MANAGEMENT INC.
June 28, 1994 - September 7, 1994
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FIRST CAMBRIDGE SECURITIES CORPORATION
CRD#: 21846 / SEC#: , 8-39108
Contact information
Documents
Red Flags
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