SN
Steven D. Nguyen
HACKMAN FINANCIAL GROUP
Cincinnati, OH 45249
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CRD#: 2502027
SN
Professional summary
Steven Duc Nguyen, who also goes by Steven Duc Hoang, Steve Nguyen, is a registered financial advisor currently at HACKMAN FINANCIAL GROUP located in Cincinnati, Ohio and LPL FINANCIAL LLC located in Cincinnati, Ohio.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Duc Hoang | Steve Nguyen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/03/2010 - NON-VARIABLE INSURANCE, BENEFITS CONSULTANT, COMPREHENSIVE BENEFITS SOLUTION LLC, 10% OH. 2. 02/05/2010 - NON-VARIABLE INSURANCE DBA, BENEFITS CONSULTANT, HACKMAN FINANCIAL GROUP, 75% OH. 3. 12/14/2016: HFG Advisors, Inc. - DBA: Hackman Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/01/2016 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through HFG Advisors, Inc., an independent investment advisor firm. I started this business activity in April 2016. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/18/2020 - Butler County Umpires Association - Not Investment Related - West Chester, Ohio - Other-High School Baseball Umpire - Started 08/05/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 3/3/2023 - Lakota Local Schools - Not Investment Related - 8940 Union Centre Blvd., West Chester OH 45069 - Outside/W-2 Employment - Assistant Varsity Mens Golf Coach - Start 08/01/2017 - 24 Hours Per Month/1 Hour During Securities Trading. 6. 02/28/2024 - Steven H. D. Nguyen - Other - Business Owner - Guest Speaking/coaching - Not investment Related - Home Based - Start Date 04/06/2023 - 2 Hours Per Month/ 0 Hours during Trading
CRS (Client Relationship Summary) - RIA
Click below to view Steven Duc Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2016 - Present
HACKMAN FINANCIAL GROUP
Office #1: 7355 E. Kemper Road, Cincinnati, OH 45249RIA
CRD#: 282027
Cincinnati, OH
Current
September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 7355 E. Kemper Road, Cincinnati, OH 45249-0000RIA
BD
CRD#: 6413
Cincinnati, OH
Past
September 8, 2009 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
MERCERVILLE, NJ
Past
April 2, 2007 - September 8, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
CINCINNATI, OH
Past
April 16, 1999 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
CINCINNATI, OH
Past
January 3, 1997 - September 24, 1997
ONE ORCHARD EQUITIES, INC.
BD
CRD#: 42124
GREENWOOD VILLAGE, CO
Past
July 28, 1994 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
BD
CRD#: 5927
ENGLEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HACKMAN FINANCIAL GROUP
HACKMAN FINANCIAL GROUP | HFG ADVISORS, INC. | HFG ADVISORS | HACKMAN FINANCIAL GROUP, INC.
CRD#: 282027 / SEC#: 801-111082
RIA
Registered Investment Advisory firm - (9/1/2017 Approved)Kentucky
Registered Investment Advisory firm - (9/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (9/6/2017 Terminated)Texas
Registered Investment Advisory firm - (9/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/3/2021)
RR
Indiana(9/8/2009)
RR
Kentucky(9/8/2009)
RR
Ohio(9/8/2009)
IAR
Ohio(6/13/2016)
RR
South Carolina(5/9/2018)
RR
Texas(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HACKMAN FINANCIAL GROUP
HACKMAN FINANCIAL GROUP | HFG ADVISORS, INC. | HFG ADVISORS | HACKMAN FINANCIAL GROUP, INC.
CRD#: 282027 / SEC#: 801-111082
RIA
Registered Investment Advisory firm - (9/1/2017 Approved)Kentucky
Registered Investment Advisory firm - (9/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (9/6/2017 Terminated)Texas
Registered Investment Advisory firm - (9/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7355 E. Kemper Road, Cincinnati, OH 45249
Mailing Address
Phone number
(513) 891-5300
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 305,336,158 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HACKMAN FINANCIAL GROUP
CRD#: 282027Cincinnati, OH 45249TRUST BUT VERIFY
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