Johnnie Darren Goodman
Professional Summary
Johnnie Darren Goodman is a registered financial advisor currently at LBG ADVISOR located in Irvine, California. Johnnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Johnnie has worked at 5 firms and has passed the Series 65, Series 63, Series 66, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LBG ADVISOR | LIBERTY BENEFITS GROUP, LLC
Contact Information
Main Address
2030 Main Street, Ste 1300, Irvine, CA 92614Mailing Address
2030 Main Street, Ste 1300 Pmb#1037, Irvine, CA 92614Phone Number
(800) 484-0350# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
55AUM (Assets Under Management)
$11,429,910Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/4/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1998About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 1999About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Johnnie Darren Goodman's CRS (Customer Relationship Summary).
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