David S. Zlatin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Sherman Zlatin was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 1995 - June 29, 2015
RAMAT SECURITIES LTD.
August 10, 1994 - January 1, 1995
TAMAR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 1/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
RAMAT SECURITIES LTD.
CRD#: 37670 / SEC#: , 8-47862
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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