Richard W. Jackman
SECURA FINANCIAL
ORANGE, CA 92868
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CRD#: 2501641
Professional summary
Richard W Jackman, CFP®, who also goes by R W Jackman, Rich Jackman, Richard Wayne Jackman, is a registered financial advisor currently at SECURA FINANCIAL located in Orange, California and ARKADIOS CAPITAL located in Orange, California.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
R W Jackman | Rich Jackman | Richard Wayne Jackman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) START DATE 12/2014, I'M AN INDEPENDENT CONTRACTOR DBA BENTLEY FINANCIAL & INSURANCE. MY DUTIES INCLUDE FIXED INSURANCE SALES. I DEVOTE 5 HRS/MO (ALLDURING TRADING) TO THIS NON-INVESTMENT RELATED ACTIVITY. (2) START DATE 11/2019 I'M CHIEF INVESTMENT OFFICER (AND 30% OWNER) OF SECURA FINANCIAL, LLC. IDEVOTE 100 HRS/MO (60 OR MORE DURING TRADING) TO THIS INVESTMENT RELATED ACTIVITY. MY DUTIES INCLUDE COMPREHENSIVE FINANCIAL PLANNING, WEALTHMANAGEMENT & INVESTMENT ADVISORY. (3) START DATE 01/2000 I AM A LEGAL ASSISTANT FOR BARTH CALDERON. I DEVOTE 10 HRS/MO (NONE DURING TRADING). MY DUTIESINCLUDE ASSISTING WITH INFORMATION GATHERING & ANALYSIS FOR LEGAL CLIENTS. BUSINESS ADDRESS FOR ALL ABOVE: 333 CITY BLVD., WEST #2050, ORANGE, CA 92868. (4)START DATE 11/2021 I AM THE TRUSTEE OF THE JACKMAN FAMILY TRUST; THIS IS NOT ANY INVESTMENT RELATED ACTIVITY AND MY DUTIES ARE TO MANAGER THE PERSONALFAMILY HOLDINGS. (5)ARKADIOS CAPITAL; Yes; Orange, CA; Broker-dealer; Registered Representative; 03/2024; 25/ HRS MO; 25/ HRS MO;
CRS (Client Relationship Summary) - RIA
Click below to view Richard W Jackman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
January 11, 2007 - Present
SECURA FINANCIAL
Office #1: 333 City Blvd West 2050, Orange, CA 92868RIA
CRD#: 137324
ORANGE, CA
Current
March 7, 2024 - Present
ARKADIOS CAPITAL
Office #1: 333 City Blvd West Suite 2050, Orange, CA 92868BD
CRD#: 282710
Orange, CA
Past
November 30, 2015 - March 25, 2024
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
ORANGE, CA
Past
December 19, 2014 - March 25, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
ORANGE, CA
Past
January 6, 2014 - December 24, 2014
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
ORANGE, CA
Past
May 10, 2013 - December 24, 2014
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
ORANGE, CA
Past
June 1, 2012 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
BD
CRD#: 142170
ORANGE, CA
Past
December 31, 1997 - December 2, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
ORANGE, CA
Past
June 20, 1994 - June 8, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
ORANGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SECURA FINANCIAL
BARTH FINANCIAL ADVISORS, LLC | SECURA FINANCIAL, LLC | SECURA FINANCIAL | H.M. BARTH & COMPANY, LLC, FINANCIAL PLANNING & WEALTH MANAGEMENT | H.M. BARTH & COMPANY, LLC
CRD#: 137324 / SEC#: 801-113072
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Alaska
Registered Investment Advisory firm - (5/24/2018 Terminated)California
Registered Investment Advisory firm - (6/20/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/20/2024)
IAR
California(1/11/2007)
RR
California(3/7/2024)
RR
Missouri(8/22/2024)
RR
Montana(3/28/2024)
RR
Nevada(3/7/2024)
RR
Oregon(3/25/2024)
RR
South Carolina(3/12/2024)
RR
Texas(3/8/2024)
RR
Washington(3/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SECURA FINANCIAL
BARTH FINANCIAL ADVISORS, LLC | SECURA FINANCIAL, LLC | SECURA FINANCIAL | H.M. BARTH & COMPANY, LLC, FINANCIAL PLANNING & WEALTH MANAGEMENT | H.M. BARTH & COMPANY, LLC
CRD#: 137324 / SEC#: 801-113072
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Alaska
Registered Investment Advisory firm - (5/24/2018 Terminated)California
Registered Investment Advisory firm - (6/20/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 City Boulevard West, Suite 2050, Orange, CA 92868-2944
Mailing Address
Phone number
(714) 704-6616
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,141 |
| AUM (Assets Under Management) | $ 261,784,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
