William M. Waddell
Professional summary
William Matthew Waddell, who also goes by Matt Waddell, is a registered financial professional currently at UNITED FIRST PARTNERS LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1996. William has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, Series 87, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Matthew Waddell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2018 - Present
UNITED FIRST PARTNERS LLC
Office #1: 3 Columbus Circle Suite 1730, New York, NY 10019November 29, 2016 - August 7, 2018
BERENBERG CAPITAL MARKETS LLC
November 15, 2007 - November 16, 2016
CHURCHILL CAPITAL USA, INC.
August 15, 2006 - May 31, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 8, 2006 - May 31, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 2003 - July 17, 2006
IFL CAPITAL LLC
August 14, 1996 - July 3, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2020)
(1/17/2020)
(1/28/2020)
(2/4/2020)
(1/13/2020)
(1/13/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/5/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
UNITED FIRST PARTNERS LLC
CRD#: 155456 / SEC#: , 8-68718
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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