William M. Fons

INTRINSIC INVESTORS LLC

WAUWATOSA, WI 53226

Some features on this profile are disabled

CRD#: 2501267

Professional summary

William Meredith Fons is a registered financial advisor currently at INTRINSIC INVESTORS LLC located in Wauwatosa, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REGISTERED INVESTMENT ADVISER - 100% OF IARS TIME IS DEVOTED TO BEING AN IAR OF INTRINSIC INVESTORS, LLC PROVIDING FINANCIAL PLANNING/CONSULTING AND ASSET MANAGEMENT - INVESTMENT RELATED 2. INTRINSIC INVESTORS, LLC - OWNER AND MEMBER OF PRIVATE ENTITY FOR SECURITIES AND ADVISORY BUSINESSES; INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Meredith Fons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2000 - Present

INTRINSIC INVESTORS LLC

Office #1: 1200 N Mayfair Rd; Suite 330, Wauwatosa, WI 53226

RIA

CRD#: 111968

WAUWATOSA, WI

Past

January 4, 2000 - December 31, 2002

INTRINSIC INVESTORS LLC

RIA

CRD#: 111968

WAUWATOSA, WI

Past

December 1, 1999 - October 2, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WAUWATOSA, WI

Past

November 29, 1999 - December 3, 1999

LANDAAS & COMPANY

CRD#: 47487

MILWAUKEE, WI

Past

August 4, 1994 - December 3, 1999

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTRINSIC INVESTORS LLC

CRD#: 111968 / SEC#: 801-116734

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

Florida

Registered Investment Advisory firm - (6/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/10/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/8/2019)

IAR

Wisconsin
(1/4/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/1994

General Securities Representative Examination

Current Firm

INTRINSIC INVESTORS LLC

CRD#: 111968 / SEC#: 801-116734

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

Florida

Registered Investment Advisory firm - (6/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/10/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1200 N Mayfair Rd Suite 330, Wauwatosa, WI 53226

Mailing Address

Phone number

(414) 831-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTRINSIC INVESTORS ADV PART 2 (1/17/2025)

Regulatory assets under management

Total Number of Accounts	397
AUM (Assets Under Management)	$ 124,452,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William M. Fons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Meredith Fons's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTRINSIC INVESTORS LLC

COMMONWEALTH FINANCIAL NETWORK

LANDAAS & COMPANY

CABRERA CAPITAL MARKETS, LLC

Primary Firm SEC Registration

INTRINSIC INVESTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/4/1994

SIE

Date: 10/2/2017

Series 7

Date: 8/3/1994

Current Firm

INTRINSIC INVESTORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTRINSIC INVESTORS LLC

TRUST BUT VERIFY

Similar Advisors