Jeffrey J. Pravlik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey John Pravlik was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2015 - February 23, 2016
AX TRADING, LLC
May 30, 2000 - November 17, 2014
VIRTU ITG LLC
September 25, 1996 - January 5, 1999
OSAIC WEALTH, INC.
September 15, 1994 - January 9, 1995
GRUNTAL & CO., L.L.C.
June 23, 1994 - August 8, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/5/2000
Limited Representative-Equity Trader ExamCurrent Firm
AX TRADING, LLC
CRD#: 154702 / SEC#: , 8-68667
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
