Brian A. Loria
STRATEGIC ADVISERS LLC | Vice President Private Wealth Management Advisor
BOCA RATON, FL
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CRD#: 2501116
Professional summary
Brian A. Loria, who also goes by Brian A Loria, Brian Arthur Loria, Brian Loria, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Boca Raton, Florida and FIDELITY BROKERAGE SERVICES LLC located in Ft. Lauderdale, Florida.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
My 25+ years of experience in the industry enables me to partner with clients on their wealth plans. My team and I collaborate and guide high net worth clients and their families, to make educated decisions, to implement strategies from investing to estate planning and everything in between, helping to build, grow, protect and transfer wealth. I pride myself with building long term relationships with clients, their families and their referrals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian A Loria | Brian Arthur Loria | Brian Loria
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian A. Loria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Maryland
Bachelor of Arts (BA) - Finance
1985
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 450 N Federal Hwy Suite 200 / 300, Ft. Lauderdale, FL 33301-1122RIA
CRD#: 104555
BOCA RATON, FL
Current
December 19, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 450 N. Federal Highway Suite 200 / 300, Ft. Lauderdale, FL 33301BD
CRD#: 7784
Ft. Lauderdale, FL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FT. LAUDERDALE, FL
Past
January 17, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FT. LAUDERDALE, FL
Past
January 12, 2010 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CORAL SPRINGS, FL
Past
December 5, 2009 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CORAL SPRINGS, FL
Past
October 4, 2007 - November 11, 2009
ECHOTRADE LLC
BD
CRD#: 42239
PHOENIX, AZ
Past
May 5, 2006 - February 16, 2007
OPUS TRADING FUND LLC
BD
CRD#: 125204
JERICHO, NY
Past
September 9, 1994 - March 23, 2004
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2020)
RR
Alaska(1/9/2023)
RR
Arizona(1/19/2023)
RR
Arkansas(1/18/2023)
RR
California(2/4/2013)
RR
Colorado(1/6/2015)
RR
Connecticut(1/5/2015)
RR
Delaware(2/13/2013)
RR
District of Columbia(1/12/2023)
RR
Florida(12/20/2012)
IAR
Florida(3/31/2025)
RR
Georgia(12/6/2013)
RR
Hawaii(1/9/2023)
RR
Idaho(1/6/2017)
RR
Illinois(2/4/2013)
RR
Indiana(6/16/2020)
RR
Iowa(1/9/2023)
RR
Kansas(1/9/2023)
RR
Kentucky(8/12/2020)
RR
Louisiana(1/7/2020)
RR
Maine(2/17/2021)
RR
Maryland(1/6/2020)
RR
Massachusetts(2/4/2013)
RR
Michigan(1/7/2020)
RR
Minnesota(1/11/2023)
RR
Mississippi(1/8/2023)
RR
Missouri(1/6/2016)
RR
Montana(1/9/2023)
RR
Nebraska(1/10/2023)
RR
Nevada(1/20/2023)
RR
New Hampshire(1/13/2021)
RR
New Jersey(2/5/2013)
RR
New Mexico(1/6/2020)
RR
New York(2/6/2013)
RR
North Carolina(2/4/2013)
RR
North Dakota(1/12/2023)
RR
Ohio(1/8/2018)
RR
Oklahoma(4/27/2020)
RR
Oregon(1/9/2023)
RR
Pennsylvania(7/11/2022)
RR
Puerto Rico(4/28/2020)
RR
Rhode Island(1/11/2023)
RR
South Carolina(4/27/2020)
RR
South Dakota(1/9/2023)
RR
Tennessee(12/6/2013)
RR
Texas(2/25/2013)
IAR
Texas(3/31/2025)
RR
Utah(1/9/2023)
RR
Vermont(1/9/2023)
RR
Virgin Islands(1/9/2023)
RR
Virginia(2/4/2013)
RR
Washington(1/15/2016)
RR
West Virginia(1/19/2023)
RR
Wisconsin(1/6/2020)
RR
Wyoming(1/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555Boca Raton, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
