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MC

Michael Patrick Chambers

CRD# 2501012·Registered 1994 - 2026
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Patrick Chambers, who also goes by Mike Chambers, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1994 - 2026. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Chambers

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years registered in the securities industry

Current & Past Employments

Past

BROOKFIELD PRIVATE ADVISORS LLCPast·CRD# 151423
BD
Los Angeles, CA
June 9, 2026 - September 11, 2026
OCM INVESTMENTS, LLCPast·CRD# 128803
BD
New York, NY
March 17, 2023 - June 5, 2026
MORGAN STANLEY DISTRIBUTION, INC.Past·CRD# 30344
BD
New York, NY
December 5, 2013 - March 17, 2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.Past·CRD# 840
BD
Alpharetta, GA
January 2, 2009 - November 8, 2013
RIVERSOURCE DISTRIBUTORS, INC.Past·CRD# 139135
BD
Minneapolis, MN
January 2, 2008 - January 2, 2009
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Minneapolis, MN
August 7, 2000 - December 31, 2007
IDS LIFE INSURANCE COMPANYPast·CRD# 6321
BD
Minneapolis, MN
August 7, 2000 - July 3, 2006
ONE ORCHARD EQUITIES, INC.Past·CRD# 42124
BD
Greenwood Village, CO
January 3, 1997 - May 30, 2000
THE GREAT-WEST LIFE ASSURANCE COMPANYPast·CRD# 5927
BD
Englewood, CO
August 19, 1994 - January 3, 1997

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Current Firm

BP
BROOKFIELD PRIVATE ADVISORS LLC

BROOKFIELD FINANCIAL | GLOBAL CLIENT GROUP | BROOKFIELD PRIVATE ADVISORS LLC | BROOKFIELD FINANCIAL US, LLC

CRD#: 151423 / SEC#: 8-68370
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

Brookfield Place 225 Liberty Street 8th Floor, New York, NY, 10281-1048

Mailing Address

Brookfield Place 225 Liberty Street 8th Floor, New York, NY, 10281-1048

Phone Number

(212) 417-7000

Established

Delaware since 07/21/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BROOKFIELD US INC.MEMBER—
BECK, RAFAELCFO & FINANCIAL OPERATIONS PRINCIPAL5718571
LEVI, DAVID WILLIAMCEO AND DIRECTOR2387908
SELIG, PHILIP SCOTTCHIEF COMPLIANCE OFFICER4593048
SRULOWITZ, MARKDIRECTOR6555246

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 2012About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1994About the Series 6 exam

Series 30 — NFA Branch Manager Examination

Passed Dec 2012About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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