Michael P. Chambers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Chambers, who also goes by Mike Chambers, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 30 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2026 - September 11, 2026
BROOKFIELD PRIVATE ADVISORS LLC
March 17, 2023 - June 5, 2026
OCM INVESTMENTS, LLC
December 5, 2013 - March 17, 2023
MORGAN STANLEY DISTRIBUTION, INC.
January 2, 2009 - November 8, 2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 2, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
August 7, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 7, 2000 - December 31, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 1997 - May 30, 2000
ONE ORCHARD EQUITIES, INC.
August 19, 1994 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 8/10/1994
Current Firm
BROOKFIELD PRIVATE ADVISORS LLC
CRD#: 151423 / SEC#: , 8-68370
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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