Kenneth J. Michaud

FIRST COMMAND ADVISORY SERVICES

San Antonio, TX

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CRD#: 2501006

Professional summary

Kenneth J Michaud, CFP®, CIMA®, who also goes by Ken Michaud, Kenneth John Michaud, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in San Antonio, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Michaud | Kenneth John Michaud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of the other business: St. Matthew Catholic Church Finance Committee ; Whether the business is investment-related: No ; Address of the other business: 10703 Wurzbach Rd. San Antonio, TX 78230 ; Nature of the other business: Community Activity ; Your position, title, or relationship with the other business: Committee Member ; The start date of your relationship: 6/15/2021 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Review the finances of the Church and provide guidance to the pastor. (2) Name of the other business: Guardian House ; Whether the business is investment-related: No ; Address of the other business: 1818 San Pedro Ave. San Antonio, TX 78212 ; Nature of the other business: Board Membership ; Your position, title, or relationship with the other business: Board Member ; The start date of your relationship: 2/1/2021 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: Guardian House is a non-profit organization that provides supervised visitations for non-custodial parents and their children. I sit on their board of directors and am also a member of their finance and investment committees. As part of each I only provide opinions and guidance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth J Michaud's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 10, 2023 - Present

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

San Antonio, TX

Current

May 10, 2023 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

CRD#: 3641

Fort Worth, TX

Past

January 26, 2022 - March 2, 2023

FROST INVESTMENT SERVICES

RIA

CRD#: 286129

SAN ANTONIO, TX

Past

October 19, 2021 - March 2, 2023

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

STAFFORD, TX

Past

September 15, 2021 - December 31, 2021

FROST INVESTMENT SERVICES

RIA

CRD#: 286129

SAN ANTONIO, TX

Past

March 9, 2018 - April 27, 2021

BROADWAY WEALTH SOLUTIONS

RIA

CRD#: 291753

SAN ANTONIO, TX

Past

June 9, 2014 - November 23, 2016

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

June 9, 2014 - November 23, 2016

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

March 19, 2010 - June 11, 2014

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

March 19, 2010 - June 11, 2014

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

April 4, 2008 - February 8, 2010

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

NEW YORK, NY

Past

November 3, 2003 - February 8, 2010

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

BELCHERTOWN, MA

Past

July 1, 2002 - October 15, 2003

WEBSTER INVESTMENT SERVICES, INC.

RIA

CRD#: 46588

WATERFORD, CT

Past

June 25, 2002 - October 15, 2003

WEBSTER INVESTMENT SERVICES, INC.

CRD#: 46588

KENSINGTON, CT

Past

July 8, 1999 - July 1, 2002

OHANESIAN / LECOURS, INC.

CRD#: 23757

WEST HARTFORD, CT

Past

July 14, 1994 - July 8, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 14, 1994 - July 8, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(5/10/2023)

Texas
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/25/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/12/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth J. Michaud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth J Michaud's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

FROST INVESTMENT SERVICES

FROST BROKERAGE SERVICES, INC.

FROST INVESTMENT SERVICES

BROADWAY WEALTH SOLUTIONS

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

WEBSTER INVESTMENT SERVICES, INC.

WEBSTER INVESTMENT SERVICES, INC.

OHANESIAN / LECOURS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2008

Series 65

Date: 8/12/1999

Series 63

Date: 8/16/1996

SIE

Date: 5/25/2021

Series 7

Date: 7/13/1994

Series 24

Date: 4/12/2002

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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