Richard D. Hammond

MJP WEALTH ADVISORS

Farmington, CT 06032

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CRD#: 2500861

Professional summary

Richard Donnelly Hammond JR, CFP®, who also goes by Rick Hammond Jr, Richard Donnelly Hammond, is a registered financial advisor currently at MJP WEALTH ADVISORS located in Farmington, Connecticut.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Richard has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Comprehensive Financial Planni...

Insurance Planning

Investment Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Rick Hammond Jr | Richard Donnelly Hammond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MJP Associates, Inc. (dba MJP Wealth Advisors); Yes ; Corporation ; Investment Advisor; start date 04/17/1995; 80; 80; Provide active management services to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Donnelly Hammond JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

January 12, 2004 - Present

MJP WEALTH ADVISORS

Office #1: 74 Batterson Park Rd Suite 103, Farmington, CT 06032

RIA

CRD#: 127654

Farmington, CT

Past

March 29, 2018 - July 8, 2025

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

Farmington, CT

Past

May 31, 1995 - April 4, 2018

OSAIC WEALTH, INC.

CRD#: 23131

FARMINGTON, CT

Past

June 23, 1994 - June 6, 1995

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MJP WEALTH ADVISORS

MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS

CRD#: 127654 / SEC#: 801-63389

RIA

Registered Investment Advisory firm - (9/1/2004 Approved)

Connecticut

Registered Investment Advisory firm - (9/1/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/13/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/14/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/22/1994

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/22/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/5/1998

General Securities Principal Examination

Current Firm

MJP WEALTH ADVISORS

MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS

CRD#: 127654 / SEC#: 801-63389

RIA

Registered Investment Advisory firm - (9/1/2004 Approved)

Connecticut

Registered Investment Advisory firm - (9/1/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/13/2007 Terminated)

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Contact information

Main Address

74 Batterson Park Rd Suite 103, Farmington, CT 06032

Mailing Address

Phone number

(860) 677-7755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MJP FORM ADV BROCHURE 9/2/25 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	2,804
AUM (Assets Under Management)	$ 1,319,055,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Richard D. Hammond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Donnelly Hammond JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

MJP WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/8/1997

Series 22

Date: 9/22/1994

Series 6

Date: 6/22/1994

Series 24

Date: 5/5/1998

Current Firm

MJP WEALTH ADVISORS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MJP WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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