Eugene Herr Gardner
Professional Summary
Eugene Herr Gardner was a registered financial advisor. Eugene was a previously registered financial advisor and started their career in finance 1992 - 2013. Eugene had worked at 1 firm and has passed the Series 65 and Series 2 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
GARDNER RUSSO & GARDNER | THOMAS ADRIAN RUSSO (RELYING ADVISER) | SEMPER VIC PARTNERS GP, LP - RELYING ADVISER | GARDNER RUSSO & QUINN LLC | GARDNER RUSSO & GARDNER LLC
Contact Information
Main Address
223 East Chestnut Street, Lancaster, PA 17602Phone Number
(717) 299-1385# of Employees
47SEC notice filing (50 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,346AUM (Assets Under Management)
$9,448,623,297Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GARDNER RUSSO & GARDNER | THOMAS ADRIAN RUSSO (RELYING ADVISER) | SEMPER VIC PARTNERS GP, LP - RELYING ADVISER | GARDNER RUSSO & QUINN LLC | GARDNER RUSSO & GARDNER LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Jun 1994Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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