Peter J. Gallagher
Professional summary
Peter James Gallagher, AIF® is a registered financial advisor currently at UNIFIED RETIREMENT PLANNING GROUP located in Briarcliff Manor, New York.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter James Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
UNIFIED RETIREMENT PLANNING GROUP
Office #1: 59 Sunset Drive Unit 101a, Briarcliff Manor, NY 10510December 1, 2020 - June 1, 2026
COMMONWEALTH FINANCIAL NETWORK
September 9, 2016 - December 1, 2020
COMMONWEALTH FINANCIAL NETWORK
May 29, 2007 - September 13, 2016
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - September 13, 2016
CITIGROUP GLOBAL MARKETS INC.
November 9, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
March 31, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
November 6, 1997 - March 18, 2004
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 26, 1996 - October 2, 1997
TRANSAMERICA INVESTORS SECURITIES, LLC
October 5, 1994 - February 28, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2026)
(6/1/2026)
Exams
Current Firm
UNIFIED RETIREMENT PLANNING GROUP
CRD#: 341550 / SEC#: 801-136235
Contact information
SEC notice filing (4 States and Territories)
Red Flags
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