Brian R. Sheehy

MARIDEA WEALTH MANAGEMENT

CHICAGO, IL 60611

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CRD#: 2500378

Professional summary

Brian Robert Sheehy is a registered financial advisor currently at MARIDEA WEALTH MANAGEMENT located in Chicago, Illinois and PRIVATE CLIENT SERVICES, LLC located in Chicago, Illinois.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance agent. 875 N Michigan Ave #3100, Chicago, IL 60611. Agent for term, long care and non-variable insurance. Insurance sales. 1 hr/mo; 1 hr/mo during trading hrs. 2) Maridea Wealth Management. 25 Kent Avenue, Suite 401, Brooklyn, NY 11249. RIA. 200 hrs/mo; 130 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Robert Sheehy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2025 - Present

MARIDEA WEALTH MANAGEMENT

Office #1: 875 N Michigan Ave 3100, Chicago, IL 60611

RIA

CRD#: 325523

CHICAGO, IL

Current

July 16, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 875 N Michigan Ave, #3100, Chicago, IL 60611

RIA

CRD#: 120222

Chicago, IL

Past

January 9, 2020 - July 17, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICAGO, IL

Past

January 9, 2020 - July 17, 2025

LPL FINANCIAL LLC

CRD#: 6413

CHICAGO, IL

Past

September 15, 2006 - January 8, 2020

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

Chicago, IL

Past

August 18, 2006 - January 8, 2020

WORLD EQUITY GROUP, INC.

CRD#: 29087

Chicago, IL

Past

November 14, 2002 - August 25, 2006

OSAIC WEALTH, INC.

CRD#: 23131

ST. CLAIR SHORES, MI

Past

August 2, 2002 - November 26, 2002

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

February 21, 2001 - August 12, 2002

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

February 9, 1995 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

February 9, 1995 - February 20, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

September 29, 1994 - December 12, 1994

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/16/2025)

California
(7/16/2025)

Colorado
(7/16/2025)

Florida
(7/16/2025)

IAR

Illinois
(7/15/2025)

Illinois
(7/16/2025)

Indiana
(7/16/2025)

Iowa
(7/16/2025)

Massachusetts
(7/16/2025)

Michigan
(7/16/2025)

Minnesota
(7/16/2025)

Nevada
(7/16/2025)

New Jersey
(7/16/2025)

North Carolina
(7/16/2025)

Pennsylvania
(7/16/2025)

Tennessee
(7/16/2025)

Texas
(7/16/2025)

Washington
(7/16/2025)

Wisconsin
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

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Contact information

Main Address

25 Kent Avenue Suite 401, Brooklyn, NY 11249

Mailing Address

Phone number

(347) 289-5227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts	2,509
AUM (Assets Under Management)	$ 469,226,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brian R. Sheehy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Robert Sheehy's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

OSAIC WEALTH, INC.

MUTUAL SERVICE CORPORATION

VESTAX SECURITIES CORPORATION

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

MARIDEA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/1999

Series 63

Date: 7/12/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2011

Series 6

Date: 9/19/1994

FINRA

Current Firm

MARIDEA WEALTH MANAGEMENT

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIDEA WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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