John S. Manganelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Scott Manganelli, who also goes by Scott John Manganelli, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 8 firms and has passed the Series 63, SIE, Series 56, Series 7, Series 55, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2015 - August 1, 2016
CHIMERA SECURITIES, LLC
July 16, 2008 - April 2, 2009
EMPIRE SECURITIES CORPORATION
July 3, 2003 - August 13, 2003
CARLIN EQUITIES, LLC
January 18, 2001 - April 26, 2001
GARDEN STATE SECURITIES, INC.
July 10, 2000 - February 15, 2001
NEUBERGER BERMAN BD LLC
May 14, 1997 - August 28, 1999
SHARPE CAPITAL, INC.
September 26, 1995 - May 14, 1997
CROWN FINANCIAL GROUP, INC.
August 31, 1994 - October 20, 1994
HENNION & WALSH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 8/21/2015
Proprietary Trader Qualification ExaminationSeries 55
Date: 10/13/1998
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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