Ras D. Kelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ras Don Kelley, who also goes by Don Kelley, R Don Kelley, was a registered financial professional .
Ras is a previously registered financial professional and started their career in finance in 1996. Ras had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2003 - December 31, 2009
ASSET ADVISORS, INC.
November 4, 2003 - November 5, 2003
ASSET ADVISORS, INC.
November 13, 1996 - August 16, 2017
1ST GLOBAL ADVISORS INC
October 21, 1996 - August 16, 2017
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
