Hilary T. Barrier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hilary Taylor Barrier III, who also goes by H T Barrier III, Hibbie Barrier III, Hilary Barrier, was a registered financial professional .
Hilary is a previously registered financial professional and started their career in finance in 1997. Hilary had worked at 4 firms and has passed the SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2005 - April 1, 2019
AVONDALE PARTNERS, LLC
May 30, 2005 - October 7, 2005
ROSENTHAL COLLINS EQUITIES, L.L.C.
May 28, 1998 - July 2, 2003
NEWEDGE USA, LLC
December 15, 1997 - June 16, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
