SH
Stephen S. Harper
ADVISOR SHARE WEALTH MANAGEMENT
Florence, KY 41042
Some features on this profile are disabled
CRD#: 2499934
SH
Professional summary
Stephen Scott Harper, who also goes by Scott Harper, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Florence, Kentucky.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Stephen has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Harper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Owner; Preservation Wealth Consultants LLC; Investment-related: NO; Location: 8140 Dream Street, Suite B, Florence, KY 41042; Description of the business: Tax Preparation and Tax Advisory Service; Responsibilities Duties: Prepare and evaluate personal and business taxes; Start date with business: 2012-08-31; Hours devoted to business during trading hours: 96; Hours devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 70; 2) PWC Insurance Agency LLC; Investment-related; 8140 Dream Street, Suite B, Florence, KY 41042; Sell life insurance, annuities, disability, and long term care insurance; Owner and Agent; 08/2012; Approx. 15 hours/month; Approx. 15 hours/month during trading hours; Insurance sales and service. 3) Stephen Scott Harper; Investment-related; 8140 Dream Street, Suite B, Florence, KY 41042; Sell life insurance, annuities, disability, and long term care insurance; Licensed Insurance Agent; 08/2012; Approx. 15 hours/month as Owner and Agent of PWC Insurance Agency; Approx. 15 hours/month during trading hours as Owner and Agent of PWC Insurance Agency; Insurance sales and service. 4) ENROLLED AGENT DESIGNATION WITH IRS; ENROLLED AGENT; 8140 DREAM ST, STE B FLORENCE KY 41042 UNITED STATES;; PREPARE AND ANALYZE TAX RETURNS; 2022-10-03; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 100;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 70;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 50; 5) SPEAKER-3-8 TIMES A YEAR; SPEAKER; 8140 DREAM ST FLORENCE KY 41042 UNITED STATES; FILL IN SPEAKER AT LOCAL CHURCHES; 2022-08-07; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 10;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1;
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Scott Harper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2025 - Present
ADVISOR SHARE WEALTH MANAGEMENT, LLC
Office #1: 8140 Dream St, Ste B, Florence, KY 41042RIA
CRD#: 307997
Florence, KY
Past
October 24, 2019 - July 2, 2025
SIMPLICITY WEALTH
RIA
CRD#: 300572
Florence, KY
Past
July 18, 2007 - December 31, 2010
CETERA ADVISORS LLC
BD
CRD#: 10299
WALTON, KY
Past
October 18, 2002 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Past
July 16, 2002 - October 17, 2002
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
FLORENCE, KY
Past
June 20, 1997 - October 17, 2002
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
February 21, 1996 - June 19, 1997
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
July 15, 1994 - February 23, 1996
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(7/2/2025)
IAR
Ohio(7/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684
Mailing Address
Phone number
(866) 232-3251
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 185,181,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
