Sean D. Beard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean David Beard was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1994. Sean had worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2002 - March 20, 2003
NEVWEST SECURITIES CORPORATION
April 4, 2001 - January 27, 2003
PLATINUM INVESTMENT CORP.
December 17, 1999 - October 12, 2000
AMERICAN FIRST CAPITAL CORP.
October 5, 1998 - April 8, 1999
TRAVIS MORGAN SECURITIES INC.
March 12, 1998 - October 22, 1999
NATIONAL CAPITAL TRADING, LLC
May 30, 1996 - June 22, 1998
THE CAMELOT GROUP, INC.
May 18, 1995 - April 30, 1996
NATIONWIDE SECURITIES CORPORATION
February 21, 1995 - May 24, 1995
NORTHEAST SECURITIES, LLC
January 3, 1995 - January 25, 1995
BG CAPITAL, INC.
November 25, 1994 - December 31, 1994
BG CAPITAL, INC.
June 20, 1994 - November 18, 1994
VISION INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
NEVWEST SECURITIES CORPORATION
CRD#: 46464 / SEC#: , 8-51434
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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