Lance P. Parker

LANCE PARKER WEALTH MANAGEMENT

San Luis Obispo, CA 93401

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CRD#: 2499638

Professional summary

Lance Paul Parker, AIF® is a registered financial advisor currently at LANCE PARKER WEALTH MANAGEMENT located in San Luis Obispo, California.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Lance has worked at 8 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UNITED WAY OF SAN LUIS OBISPO COUNTY, BOARD MEMEBER- 503 C NON PROFIT MISSION COLLEGE PREP HIGH SCHOOL, GOLF COACH- BOYS VARSITY GOLF COACH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Paul Parker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 2, 2011 - Present

LANCE PARKER WEALTH MANAGEMENT

Office #1: 1042 Pacific Street Suite C, San Luis Obispo, CA 93401

RIA

CRD#: 158251

San Luis Obispo, CA

Past

December 26, 2008 - September 28, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SAN LUIS OBISPO, CA

Past

December 24, 2008 - September 28, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

SAN LUIS OBISPO, CA

Past

November 29, 2004 - December 31, 2008

EPLANNING ADVISORS INC

RIA

CRD#: 109184

SAN LUIS OBISPO, CA

Past

November 29, 2004 - December 31, 2008

EPLANNING SECURITIES, INC.

CRD#: 46000

ROSEVILLE, CA

Past

October 14, 1998 - December 1, 2004

FINANCIAL WEST GROUP

RIA

CRD#: 16668

SAN LUIS OBISPO, CA

Past

January 14, 1998 - December 1, 2004

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

August 16, 1994 - January 29, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 16, 1994 - January 29, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/2/2011)

IAR

Texas
(3/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/17/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/15/1994

General Securities Representative Examination

Current Firm

LANCE PARKER WEALTH MANAGEMENT

ADVISOR LANCE, LLC | PARKER WEALTH ADVISORY SERVICES | LANCE PARKER WEALTH MANAGEMENT | ADVISORLANCE, LLC

CRD#: 158251 / SEC#:

California

Registered Investment Advisory firm - (9/2/2011 Approved)

Texas

Registered Investment Advisory firm - (3/30/2018 Conditional Restricted)

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Contact information

Main Address

1042 Pacific Street Suite C, San Luis Obispo, CA 93401

Mailing Address

Phone number

(805) 781-2778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 31,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lance P. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Paul Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

EPLANNING ADVISORS INC

EPLANNING SECURITIES, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2006

Series 63

Date: 8/16/1994

Series 31

Date: 6/17/2004

Series 7

Date: 8/15/1994

Current Firm

LANCE PARKER WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LANCE PARKER WEALTH MANAGEMENT

TRUST BUT VERIFY

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