Brandon Warshawsky
Professional summary
Brandon Warshawsky is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in New York, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 1995. Brandon has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Warshawsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2017 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street Suite 501, New York, NY 10282October 18, 2012 - January 2, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
November 7, 1997 - October 4, 2012
TD AMERITRADE, INC.
September 19, 1995 - November 7, 1997
KENNEDY, CABOT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/25/2003
Limited Representative-Equity Trader ExamSeries 8
Date: 12/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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