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SW

Stella W. Wong

AC SUNSHINE SECURITIES LLC
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 2499163
SW

Professional summary

Stella Waikwan Wong, who also goes by Stella L Wong, Stella Wong, is a registered financial professional currently at AC SUNSHINE SECURITIES LLC located in Orlando, Florida.

Stella is registered as a RR (Registered Representative) and started their career in finance in 1994. Stella has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stella L Wong | Stella Wong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stella Waikwan Wong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2024 - Present

AC SUNSHINE SECURITIES LLC

Office #1: 200 E. Robinson Street Suite 295, Orlando, FL 32801
BD
CRD#: 317903
Orlando, FL
Past

April 16, 2014 - December 31, 2023

UNIVEST SECURITIES, LLC

BD
CRD#: 36105
NEW YORK, NY
Past

March 14, 2012 - January 10, 2014

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
NEW YORK, NY
Past

June 24, 2010 - January 25, 2012

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
NEW YORK, NY
Past

March 29, 2006 - October 10, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
NEW YORK, NY
Past

June 18, 1997 - October 10, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

March 11, 1997 - June 6, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

June 27, 1994 - February 20, 1996

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/24/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/7/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/24/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/14/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AC SUNSHINE SECURITIES LLC
AC SUNSHINE SECURITIES LLC

CRD#: 317903 / SEC#: , 8-70837

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
200 E. Robinson Street Suite 295, Orlando, FL 32801
Mailing Address
200 E. Robinson Street Suite 295, Orlando, FL 32801
Phone number
(689) 689-9686
Established
Florida since 06/16/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AC SUNSHINE MANAGEMENT LLCOWNER
CUI, YINGPRESIDENT, CEO, CFO2134588
SMULEVITZ, CHARLES DAVIDCCO5099387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AC SUNSHINE SECURITIES LLC

CRD#: 317903Orlando, FL 32801

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