William E. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Evans II was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1994. William had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2014 - June 25, 2014
BOSTON ASSET MANAGEMENT, INC.
January 22, 2003 - March 11, 2003
STERLING FINANCIAL INVESTMENT GROUP, INC.
April 11, 2000 - November 13, 2001
FERRIS, BAKER WATTS, LLC
March 27, 1998 - March 28, 2000
RAYMOND JAMES & ASSOCIATES, INC.
May 15, 1995 - April 24, 1998
FIRST UNION CAPITAL MARKETS CORP.
June 9, 1994 - October 5, 1994
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOSTON ASSET MANAGEMENT, INC.
CRD#: 112768 / SEC#: 801-123584
Contact information
Regulatory assets under management
| Total Number of Accounts | 466 |
| AUM (Assets Under Management) | $ 103,671,136 |
Red Flags
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