Joseph W. Garner

EMERALD ADVISERS

LANCASTER, PA 17601

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CRD#: 2498711

Professional summary

Joseph Wayne Garner is a registered financial advisor currently at EMERALD ADVISERS, LLC located in Lancaster, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joseph has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Wayne Garner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2002 - Present

EMERALD ADVISERS, LLC

Office #1: 1703 Oregon Pike Suite 101, Lancaster, PA 17601

RIA

CRD#: 107496

LANCASTER, PA

Past

June 27, 1994 - August 1, 2001

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMERALD ADVISERS, LLC

EMERALD ADVISERS INC | EMERALD ADVISERS, LLC

CRD#: 107496 / SEC#: 801-40263

RIA

Registered Investment Advisory firm - (11/25/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/26/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/24/1994

General Securities Representative Examination

Current Firm

EMERALD ADVISERS, LLC

EMERALD ADVISERS INC | EMERALD ADVISERS, LLC

CRD#: 107496 / SEC#: 801-40263

RIA

Registered Investment Advisory firm - (11/25/1991 Approved)

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Contact information

Main Address

3175 Oregon Pike, Leola, PA 17540

Mailing Address

P. O. Box 10666, Lancaster, PA 17540

Phone number

(717) 396-1116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMERALD ADVISERS ADV PART 2A AND 2B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 2,624,703,068

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph W. Garner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Wayne Garner's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERALD ADVISERS, LLC

FIRST MONTAUK SECURITIES CORP.

Primary Firm SEC Registration

EMERALD ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2002

Series 63

Date: 6/27/1994

Series 7

Date: 6/24/1994

Current Firm

EMERALD ADVISERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMERALD ADVISERS, LLC

TRUST BUT VERIFY

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