Ryan C. Rogers

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CRD#: 2498548

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan Christopher Rogers was a registered financial advisor .

Ryan is a previously registered financial advisor and started their career in finance in 1994. Ryan had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 4, 2010 - October 7, 2015

RMR WEALTH MANAGEMENT

RIA

CRD#: 152266

NEW YORK, NY

Past

January 4, 2010 - December 19, 2014

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

NEW YORK, NY

Past

February 24, 2006 - April 1, 2009

MCGINN, SMITH ADVISORS LLC

RIA

CRD#: 137827

ALBANY, NY

Past

July 31, 2001 - December 31, 2009

MCGINN, SMITH & CO., INC.

CRD#: 8453

NEW YORK, NY

Past

May 25, 2001 - July 30, 2001

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

April 18, 2001 - May 30, 2001

MERCER PARTNERS INCORPORATED

CRD#: 44925

NEW YORK, NY

Past

July 8, 1999 - April 5, 2001

MILLENNIUM SECURITIES CORP.

CRD#: 31695

NEW YORK, NY

Past

October 26, 1998 - June 15, 1999

WILLIAM SCOTT & CO. L.L.C.

CRD#: 14979

UNION, NJ

Past

April 10, 1997 - August 19, 1998

WHITEHALL WELLINGTON INVESTMENTS, INC.

CRD#: 38022

PORT WASHINGTON, NY

Past

November 17, 1994 - April 3, 1997

MAIDSTONE FINANCIAL, INC.

CRD#: 31804

NEW YORK, NY

Past

July 20, 1994 - December 6, 1994

A. R. BARON & CO., INC.

CRD#: 29285

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RMR WEALTH MANAGEMENT

CRD#: 152266 / SEC#: 801-70823

RIA

Registered Investment Advisory firm - (11/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1994

General Securities Representative Examination

Current Firm

RMR WEALTH MANAGEMENT

CRD#: 152266 / SEC#: 801-70823

RIA

Registered Investment Advisory firm - (11/24/2009 Approved)

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Contact information

Main Address

14 Penn Plaza Ste 1316, New York, NY 10122

Mailing Address

Phone number

(212) 785-4377

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 135,788,693

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan C. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DINOSAUR FINANCIAL GROUP, L.L.C

MCGINN, SMITH ADVISORS LLC

MCGINN, SMITH & CO., INC.

PAULSON INVESTMENT COMPANY LLC

MERCER PARTNERS INCORPORATED

MILLENNIUM SECURITIES CORP.

WILLIAM SCOTT & CO. L.L.C.

WHITEHALL WELLINGTON INVESTMENTS, INC.

MAIDSTONE FINANCIAL, INC.

A. R. BARON & CO., INC.

Primary Firm SEC Registration

RMR WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2006

Series 63

Date: 8/12/1994

SIE

Date: 12/19/2014

Series 7

Date: 7/19/1994

Current Firm

RMR WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RMR WEALTH MANAGEMENT

TRUST BUT VERIFY

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